Filing Details

Accession Number:
0001144204-14-064443
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-31 17:26:37
Reporting Period:
2014-10-29
Filing Date:
2014-10-31
Accepted Time:
2014-10-31 17:26:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
946454 Ballantyne Strong Inc. BTN Photographic Equipment & Supplies (3861) 470587703
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1187586 H Joseph Moglia C/O Fundamental Global Investors, Llc
4201 Congress Street, Suite 140
Charlotte NC 28209
No No Yes No
1591508 Fundamental Global Investors, Llc 4201 Congress Street
Suite 140
Charlotte NC 28209
No No Yes No
1619951 M Lewis Johnson C/O Fundamental Global Investors, Llc
4201 Congress Street, Suite 140
Charlotte NC 28209
No No Yes No
1619991 Kyle Cerminara C/O Fundamental Global Investors, Llc
4201 Congress Street, Suite 140
Charlotte NC 28209
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2014-10-29 46,324 $4.41 1,137,171 No 4 P Indirect Fundamental Global Partners Master Fund, LP
Common Stock, Par Value $0.01 Per Share Acquisiton 2014-10-29 30,882 $4.41 694,925 No 4 P Indirect Fundamental Global Partners, LP
Common Stock, Par Value $0.01 Per Share Acquisiton 2014-10-30 18,838 $4.42 1,156,009 No 4 P Indirect Fundamental Global Partners Master Fund, LP
Common Stock, Par Value $0.01 Per Share Acquisiton 2014-10-30 371 $4.50 1,156,380 No 4 P Indirect Fundamental Global Partners Master Fund, LP
Common Stock, Par Value $0.01 Per Share Acquisiton 2014-10-31 28,400 $4.48 1,184,780 No 4 P Indirect Fundamental Global Partners Master Fund, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Fundamental Global Partners Master Fund, LP
No 4 P Indirect Fundamental Global Partners, LP
No 4 P Indirect Fundamental Global Partners Master Fund, LP
No 4 P Indirect Fundamental Global Partners Master Fund, LP
No 4 P Indirect Fundamental Global Partners Master Fund, LP
Footnotes
  1. The Reporting Persons beneficially own in the aggregate 1,879,705 shares of Common Stock, which represents approximately 13.3% of the Company's outstanding shares of Common Stock. FG Partners GP, LLC (the "Master Fund General Partner"), as general partner to Fundamental Global Partners Master Fund, LP (the "Master Fund"), and Fundamental Global Investors, LLC (the "Investment Manager"), as the investment manager to the Master Fund, may be deemed to be beneficial owners of 1,184,780 shares of Common Stock that are directly owned by the Master Fund.
  2. Fundamental Global Partners GP, LLC (the "General Partner"), as general partner to Fundamental Global Partners, LP (the "Fund"), and the Investment Manager, as the investment manager to the Fund, may be deemed to be beneficial owners of 694,925 shares of Common Stock that are directly owned by the Fund.
  3. As principals of the General Partner, the Master Fund General Partner and/or the Investment Manager, Messrs. D. Kyle Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by the Fund and the Master Fund. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein.