Filing Details

Accession Number:
0001498509-14-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-31 14:34:41
Reporting Period:
2014-10-29
Filing Date:
2014-10-31
Accepted Time:
2014-10-31 14:34:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
49826 Illinois Tool Works Inc ITW General Industrial Machinery & Equipment (3560) 361258310
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498509 Sundaram Nagarajan Illinois Tool Works Inc
3600 West Lake Avenue
Glenview IL 60026
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-10-29 5,736 $43.64 18,105 No 4 M Direct
Common Stock Disposition 2014-10-29 5,736 $90.03 12,369 No 4 S Direct
Common Stock Acquisiton 2014-10-29 5,276 $57.55 17,645 No 4 M Direct
Common Stock Disposition 2014-10-29 5,276 $90.03 12,369 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option Disposition 2014-10-29 5,736 $0.00 5,736 $43.64
Common Stock Employee Stock Option Disposition 2014-10-29 5,276 $0.00 5,276 $57.55
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-02-12 2020-02-12 No 4 M Direct
0 2013-04-25 2016-02-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,618 Indirect See Footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option $78.59 2015-02-14 2024-02-14 27,502 27,502 Direct
Common Stock Performance Restricted Stock Unit (granted 02/10/12) $0.00 5,654 5,654 Direct
Common Stock Performance Restricted Stock Unit (granted 2/15/13) $0.00 5,797 5,797 Direct
Common Stock Employee Stock Option $55.71 2013-02-10 2022-02-10 34,299 34,299 Direct
Commom Stock Performance Restricted Stock Unit (granted 2/14/2014) $0.00 5,301 5,301 Direct
Common Stock Employee Stock Option $63.25 2014-02-15 2023-02-15 37,301 37,301 Direct
Common Stock Employee Stock Option $55.81 2012-02-11 2021-02-11 18,234 18,234 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2024-02-14 27,502 27,502 Direct
5,654 5,654 Direct
5,797 5,797 Direct
2022-02-10 34,299 34,299 Direct
5,301 5,301 Direct
2023-02-15 37,301 37,301 Direct
2021-02-11 18,234 18,234 Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person and approved by the issuer effective May 9, 2014.
  2. Shares of common stock allocated to my account in the Illinois Tool Works Inc. Savings & Investment Plan-Information reported as of October 29, 2014.
  3. Options vest in four (4) equal annual installments beginning one year from date of grant.
  4. Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of the Company's common stock.
  5. Each PRSU vests 100% three years from the date of grant if performance goals are met.