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Filing Details

Accession Number:: 0001225208-14-022226
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-10-30 16:48:13
Reporting Period:: 2014-10-29

Filing Date:: 2014-10-30
Accepted Time:: 2014-10-30 16:48:13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
350797	Eaton Vance Corp	EV	Investment Advice (6282)	042718215

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1225367	Jr E Thomas Faust	Two International Place Eaton Vance Boston MA 02110	Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2013-11-01	358	$41.81	2,498,186	No	5	A	Direct
Eaton Vance Corp. Non-Voting Common Stock	Disposition	2013-12-12	3,600	$0.00	2,456,863	No	5	G	Direct
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2014-02-18	12,828	$36.88	2,469,691	No	5	A	Direct
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2014-05-01	384	$36.07	2,470,075	No	5	A	Direct
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2014-08-18	306	$35.71	2,470,381	No	5	A	Direct
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2014-10-29	279,907	$21.43	2,750,288	No	4	M	Direct
Eaton Vance Corp. Non-Voting Common Stock	Disposition	2014-10-29	219,000	$36.32	2,531,288	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	5	A	Direct
No	5	G	Direct
No	5	A	Direct
No	5	A	Direct
No	5	A	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	Disposition	2014-10-29	279,907	$0.00	279,907	$21.43

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2014-11-01	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Voting Trust Receipt	74,277	Direct
Eaton Vance Corp. Non-Voting Common Stock	6,200	Indirect	by Child/Children
Eaton Vance Corp. Non-Voting Common Stock	6,200	Indirect	By Custodian For Children
Eaton Vance Corp. Common Stock (Voting)	74,277	Indirect	By Voting Trust
Eaton Vance Corp. Non-Voting Common Stock	223,080	Indirect	Stock Option Income Deferral

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$24.27	2015-11-01	227,040	227,040	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$29.39	2016-11-01	215,975	215,975	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$47.23	2017-11-01	286,259	286,259	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$28.69	2020-11-01	237,921	237,921	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$24.46	2021-11-01	310,602	310,602	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$28.23	2022-11-01	258,412	258,412	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$41.90	2023-11-01	221,260	221,260	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$27.50	2019-11-02	209,971	209,971	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$21.46	2018-11-03	243,945	243,945	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2015-11-01	227,040	227,040	Direct
2016-11-01	215,975	215,975	Direct
2017-11-01	286,259	286,259	Direct
2020-11-01	237,921	237,921	Direct
2021-11-01	310,602	310,602	Direct
2022-11-01	258,412	258,412	Direct
2023-11-01	221,260	221,260	Direct
2019-11-02	209,971	209,971	Direct
2018-11-03	243,945	243,945	Direct

Footnotes

These shares were acquired under the 1986 Employee Stock Purchase Plan, which is a 16b-3 plan.
These shares were acquired under the 2013 Incentive Compensation Employee Stock Purchase Plan, which is a 16b-3 Plan.
These shares were acquired under the 2013 Nonqualified Employee Stock Purchase plan, which is a 16b-3 Plan.
All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Jeffrey P. Beale, David C. McCabe, Payson F. Swaffield, Matthew J. Witkos, Edward J. Perkin, Maureen Gemma, Frederick S. Marius, Laurie G. Hylton, Cynthia Clemson, Thomas M. Metzold, Scott H. Page, Michael Weilheimer, Walter Row, David Stein, Daniel C. Cataldo, James H. Evans, Charles B. Reed, R. Kelly Williams, Craig P. Russ and Brian Langstraat are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.
Granted on November 1, 2004 these options vest over a 5 year period at 20% per year.
Granted on November 1, 2005 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 1, 2006 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 1, 2007 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
These options were granted on November 1, 2010 and vest over a 5 year period in increments of 10%,15%,20%,25% and 30%.
Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 1, 2012 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
Granted on November 1, 2013 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%.
Granted on November 3, 2008 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.