Filing Details
- Accession Number:
- 0001209191-14-065385
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-30 15:33:45
- Reporting Period:
- 2014-10-28
- Filing Date:
- 2014-10-30
- Accepted Time:
- 2014-10-30 15:33:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1492691 | Swift Transportation Co | SWFT | Trucking (No Local) (4213) | 205589597 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1227967 | Rodney Sartor | C/O Swift Transportation Company 2200 South 75Th Avenue Phoenix AZ 85043 | Ex Vp Natl Network Planning | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2014-10-28 | 2,000 | $8.80 | 9,923 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2014-10-28 | 5,000 | $11.00 | 14,923 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2014-10-28 | 3,600 | $13.36 | 18,523 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2014-10-28 | 10,600 | $24.42 | 7,923 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-10-28 | 2,000 | $0.00 | 2,000 | $8.80 |
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-10-28 | 5,000 | $0.00 | 5,000 | $11.00 |
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-10-28 | 3,600 | $0.00 | 3,600 | $13.36 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,000 | 2020-02-25 | No | 4 | M | Direct | |
| 103,000 | 2017-10-16 | No | 4 | M | Direct | |
| 8,126 | 2023-02-22 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions at prices rangfing from $24.40 to $24.44. The reporting person undertakes to provide Swift Transportation Company , any securities holders of Swift Transportation Company, or the staff of the Securities and Exchange Commission, upon request, all information regarding the number of shares sold at each separate price within this range.
- Subject to certain acceleration, forfeiture, and termination provisions, 4,000 options vest on February 25, 2015.
- The reporting person reported on a Form 4 dated April 30, 2014 the disposition of 6,000 shares of these derivative securities. On this Form 4, the reporting person inadvertently reported 102,000 derivative securities beneficially owned following that reported transaction. The amount of derivative securities beneficially owned after that reported transaction should have been reported as 6,000.
- 103,000 options are currently vested and exercisable.
- Subject to certain acceleration, forfeiture, and termination provisions, 308 options are currently vested and exercisable, 3,909 options vest and are exercisable on February 22, 2015 and 3,909 options vest and are exercisable on February 22, 2016.
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