Filing Details

Accession Number:
0001354488-14-005303
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2014-10-30 11:45:21
Reporting Period:
2014-06-30
Filing Date:
2014-10-30
Accepted Time:
2014-10-30 11:45:21
Original Submission Date:
2014-07-03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1024126 Pernix Therapeutics Holdings Inc. PTX Pharmaceutical Preparations (2834) 330724736
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1467224 Simmons Tracy Clifford 884 Johnnie Dodds Blvd
Suite 201
Mount Pleasant SC 29464
Principal Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-06-30 5,000 $2.20 11,981 No 4 M Direct
Common Stock Disposition 2014-06-30 5,000 $9.00 6,981 No 4 S Direct
Common Stock Acquisiton 2014-06-30 10,000 $3.80 16,981 No 4 M Direct
Common Stock Disposition 2014-06-30 10,000 $9.00 6,981 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-06-30 5,000 $0.00 5,000 $2.20
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-06-30 10,000 $0.00 10,000 $3.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-03-09 2015-03-09 No 4 M Direct
15,000 2010-03-09 2015-03-09 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2014.
  2. The option which represents a right to purchase a total of 25,000 shares became fully exercisable on March 9, 2010.