Filing Details

Accession Number:
0001181431-14-034998
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-29 20:29:24
Reporting Period:
2014-10-27
Filing Date:
2014-10-29
Accepted Time:
2014-10-29 20:29:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
878526 Natus Medical Inc BABY Electromedical & Electrotherapeutic Apparatus (3845) 770154833
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1221306 Christopher Chune Dong Chung C/O Natus Medical Incorporated
1501 Industrial Road
San Carlos CA 94070
Vice President Medical Affairs No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Per Share Acquisiton 2014-10-27 20,588 $10.03 142,173 No 4 M Direct
Common Stock, $0.001 Par Value Per Share Disposition 2014-10-27 20,588 $33.09 121,585 No 4 S Direct
Common Stock, $0.001 Par Value Per Share Acquisiton 2014-10-27 18,933 $10.03 140,518 No 4 M Direct
Common Stock, $0.001 Par Value Per Share Disposition 2014-10-27 18,933 $33.09 121,585 No 4 S Direct
Common Stock, $0.001 Par Value Per Share Acquisiton 2014-10-28 10,479 $10.03 132,064 No 4 M Direct
Common Stock, $0.001 Par Value Per Share Disposition 2014-10-28 10,479 $33.33 121,585 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non Qualified Stock Option Disposition 2014-10-27 20,588 $10.03 20,588 $10.03
Common Stock Non Qualified Stock Option Disposition 2014-10-27 18,933 $10.03 18,933 $10.03
Common Stock Non Qualified Stock Option Disposition 2014-10-28 10,479 $10.03 10,479 $10.03
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,479 2005-07-09 2015-06-09 No 4 M Direct
0 2005-07-09 2015-06-09 No 4 M Direct
0 2005-07-09 2015-06-09 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $33.00 to $33.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. This transaction was executed in multiple trades at prices ranging from $33.00 to $33.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. This transaction was executed in multiple trades at prices ranging from $33.10 to $33.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.