Filing Details
- Accession Number:
- 0001162194-14-000099
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-28 18:24:40
- Reporting Period:
- 2014-10-24
- Filing Date:
- 2014-10-28
- Accepted Time:
- 2014-10-28 18:24:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1162194 | Fluidigm Corp | FLDM | Laboratory Analytical Instruments (3826) | 770513190 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1435767 | Chan Mai Yow | Fluidigm Corporation 7000 Shoreline Court, Suite 100 South San Francisco CA 94080 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-10-24 | 2,913 | $8.37 | 3,729 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-10-24 | 5,780 | $8.37 | 9,509 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-10-24 | 1,307 | $14.60 | 10,816 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-10-24 | 10,000 | $28.00 | 816 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-10-24 | 2,913 | $0.00 | 2,913 | $8.37 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-10-24 | 5,780 | $0.00 | 5,780 | $8.37 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-10-24 | 1,307 | $0.00 | 1,307 | $14.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-01-04 | No | 4 | M | Direct | |
| 0 | 2021-01-04 | No | 4 | M | Direct | |
| 18,693 | 2021-05-17 | No | 4 | M | Direct |
Footnotes
- The sales reported by Ms. Yow were effected pursuant to a Rule 10b5-1 trading plan adopted on August 22, 2014.
- The shares subject to the Option fully vested on April 1, 2014.
- 1/48th of the shares subject to the Option vested on June 18, 2011 and 1/48th of the shares subject to the Option vest each month thereafter, such that the Option will be fully vested on May 18, 2015.
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