Filing Details

Accession Number:
0001209191-14-064767
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-24 17:25:17
Reporting Period:
2009-01-01
Filing Date:
2014-10-24
Accepted Time:
2014-10-24 17:25:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1356115 Nexpoint Credit Strategies Fund NHF () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1228922 D James Dondero 300 Crescent Court, Suite 700
Dallas TX 75201
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-02-06 138 $10.52 25,616 No 4 P Direct
Common Stock Disposition 2014-03-05 322 $11.33 25,360 No 4 S Direct
Common Stock Acquisiton 2014-03-11 63 $11.62 25,483 No 4 P Direct
Common Stock Acquisiton 2014-03-11 153 $11.62 25,636 No 4 P Direct
Common Stock Acquisiton 2014-03-26 64 $11.35 25,700 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 S Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. To correct certain acquisitions made in error by the administrator of the Reporting Person's 401(k) plan (the "Administrator"), the Administrator disposed of the securities reflected herein. The sale of NHF common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, (i) to the extent of 95.98 shares, with the Reporting Person's purchase of 95.98 shares of NHF common stock on September 17, 2013, (ii) to the extent of 92.98 shares, with the Reporting Person's purchase of 92.98 shares of NHF common stock on October 2, 2013, (iii) to the extent of 92.99 shares, with the Reporting Person's purchase of 92.99 shares of NHF common stock on October 17, 2013, and (iv) to the extent of 39.84 shares, with the Reporting Person's purchase of 39.84 shares on November 8, 2013.
  2. (Continued from footnote 16) The Reporting Person has paid to NHF $1,125.60, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs. Includes 65.2690 shares acquired on February 28, 2014 under the issuer's dividend reinvestment plan.
  3. Includes 60.29 shares acquired on March 10, 2014 under the issuer's dividend reinvestment plan.