Filing Details

Accession Number:
0001271163-14-000089
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-23 14:45:39
Reporting Period:
2014-10-21
Filing Date:
2014-10-23
Accepted Time:
2014-10-23 14:45:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1378701 Gdl Fund GDL () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185533 J Mario Gabelli C/O Gamco Investors, Inc
One Corporate Center
Rye NY 10580
Yes No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares, Par Value $0.001 Acquisiton 2014-10-21 1,788 $10.21 132,000 No 4 P Indirect GGCP, Inc.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect GGCP, Inc.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares, Par Value $0.001 1,248,515 Indirect GAMCO Investors, Inc.
Common Shares, Par Value $0.001 7,174 Indirect Gabelli Securities, Inc.
Common Shares, Par Value $0.001 112,494 Direct
Common Shares, Par Value $0.001 56,283 Indirect MJG Management LLC
Common Shares, Par Value $0.001 43,087 Indirect MJG IV Limited Partnership
Common Shares, Par Value $0.001 30,107 Indirect GPJ Retirement Partners
Footnotes
  1. The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
  2. The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of GAMCO. Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
  3. The shares reported reflect the total shares owned by Gabelli Securities, Inc. (GSI), a majority owned subsidiary of GAMCO. Mr. Gabelli has less than a 100% interest in GSI and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
  4. The shares reported reflect the total shares owned by MJG Management, LLC a limited liability company for which Mr. Gabelli serves as the member.
  5. The shares reported reflect the total shares owned by MJG IV Limited Partnership, a limited partnership for which Mr. Gabelli serves as a general partner. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
  6. The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.