Filing Details

Accession Number:
0001144204-14-062405
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-22 17:56:35
Reporting Period:
2014-10-20
Filing Date:
2014-10-22
Accepted Time:
2014-10-22 17:56:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1093207 Crossroads Systems Inc CRDS Computer Peripheral Equipment, Nec (3577) 742846643
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1548312 E. Jeffrey Eberwein 11000 North Mopac Expressway
Austin TX 78759
Yes No Yes No
1589247 Lone Star Value Investors Lp 53 Forest Avenue, 1St Floor
Old Greenwich CT 06870
No No Yes No
1589325 Lone Star Value Investors Gp Llc 53 Forest Avenue, 1St Floor
Old Greenwich CT 06870
No No Yes No
1589350 Lone Star Value Management Llc 53 Forest Avenue, 1St Floor
Old Greenwich CT 06870
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-10-20 5,000 $2.73 2,381,045 No 4 P Indirect By: Lone Star Value Investors, LP
Common Stock Acquisiton 2014-10-21 5,000 $2.68 2,386,045 No 4 P Indirect By: Lone Star Value Investors, LP
Common Stock Acquisiton 2014-10-22 5,000 $2.66 2,391,045 No 4 P Indirect By: Lone Star Value Investors, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By: Lone Star Value Investors, LP
No 4 P Indirect By: Lone Star Value Investors, LP
No 4 P Indirect By: Lone Star Value Investors, LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 22,763 Direct
Footnotes
  1. The purchases of shares reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Investors, LP on June 17, 2014.
  2. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.69 to $2.75, inclusive. The reporting person undertakes to provide the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased.
  3. Shares are held directly by Lone Star Value Investors, LP. Lone Star Value Investors GP, LLC is the general partner of, and controls, Lone Star Value Investors, LP. Lone Star Value Management, LLC exercises contractual voting and investment control over securities held by Lone Star Value Investors, LP. Mr. Eberwein is the managing member of Lone Star Value Management, LLC and exercises indirect voting and investment control over these securities. Mr. Eberwein disclaims beneficial ownership of these shares of the Issuer's common stock except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that Mr. Eberwein is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
  4. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.60 to $2.75, inclusive. The reporting person undertakes to provide the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased.
  5. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.61 to $2.74, inclusive. The reporting person undertakes to provide the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased.