Filing Details

Accession Number:
0001209191-14-064164
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-21 16:41:48
Reporting Period:
2014-10-20
Filing Date:
2014-10-21
Accepted Time:
2014-10-21 16:41:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1163348 Allied World Assurance Co Holdings Ag AWH Fire, Marine & Casualty Insurance (6331) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1368443 A Scott Carmilani Allied World Assurance Co. Holdings, Ag
Lindenstrasse 8
Baar/Zug V8 CH-6340
President, Ceo And Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2014-10-20 10,000 $10.90 1,162,363 No 4 M Direct
Common Shares Disposition 2014-10-20 10,000 $37.50 1,152,363 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Common Shares Disposition 2014-10-20 10,000 $0.00 10,000 $10.90
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,000 2006-01-03 2015-01-03 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 129,000 Indirect By Trust
Footnotes
  1. The exercise of Employee Stock Options and sale of Common Shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2014. The options exercised and sold were due to expire on January 3, 2015.
  2. Represents a weighted average sale price: the sales prices range from $37.37 to $37.75. Upon request, the full sale information regarding the number of shares sold at each price increment will be provided to the U.S. Securities Exchange Commission, the issuer or a security holder of the issuer.
  3. Represents 129,000 shares held by an irrevocable trust for the benefit of the reporting person's spouse and children.
  4. These securities vested in four equal annual installments with the first installment vesting on the date shown.