Filing Details

Accession Number:
0001209191-14-063474
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-16 12:35:43
Reporting Period:
2014-10-14
Filing Date:
2014-10-16
Accepted Time:
2014-10-16 12:35:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
916863 Integrys Energy Group Inc. TEG Electric & Other Services Combined (4931) 391775292
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1186158 A Charles Schrock 200 East Randolph Street
Chicago IL 60601
Chairman And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-10-14 44,472 $42.12 73,978 No 4 M Direct
Common Stock Disposition 2014-10-14 10,300 $68.52 63,678 No 4 S Direct
Common Stock Disposition 2014-10-14 34,172 $68.82 29,506 No 4 S Direct
Common Stock Acquisiton 2014-10-14 37,843 $53.24 67,349 No 4 M Direct
Common Stock Disposition 2014-10-14 37,843 $69.01 29,506 No 4 S Direct
Common Stock Acquisiton 2014-10-15 11,630 $49.40 41,136 No 4 M Direct
Common Stock Disposition 2014-10-15 11,630 $69.50 29,506 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to buy) Disposition 2014-10-14 10,300 $0.00 10,300 $42.12
Common Stock Employee Stock Option (Right to buy) Disposition 2014-10-14 34,172 $0.00 34,172 $42.12
Common Stock Employee Stock Option (Right to buy) Disposition 2014-10-14 37,843 $0.00 37,843 $53.24
Common Stock Employee Stock Option (Right to buy) Disposition 2014-10-15 11,630 $0.00 11,630 $49.40
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
34,172 2010-02-12 2019-02-12 No 4 M Direct
0 2010-02-12 2019-02-12 No 4 M Direct
37,843 2013-02-09 2022-02-09 No 4 M Direct
49,727 2012-02-10 2021-02-10 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,372 Indirect By Employee Stock Ownership Plan
Common Stock 2,199 Indirect by Stock Investment Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Right to buy) $41.58 2011-02-11 2020-02-11 107,125 107,125 Direct
Common Stock Employee Stock Option (Right to buy) $56.00 2014-02-14 2023-02-14 85,760 85,760 Direct
Common Stock Employee Stock Option (Right to Buy) $55.23 2015-02-13 2024-02-13 73,922 73,922 Direct
Common Stock Performance Rights $0.00 2016-01-01 2016-03-15 30,392 30,392 Direct
Common Stock Performance Rights $0.00 2017-01-01 2017-03-15 29,552 29,552 Direct
Common Stock Performance Rights $0.00 2015-01-01 2015-03-15 25,524 25,524 Direct
Common Stock Phantom Stock Unit $0.00 101,239 101,239 Direct
Common Stock Restricted Stock Units 2011 $0.00 2012-02-10 2015-02-10 2,397 2,397 Direct
Common Stock Restricted Stock Units 2012 $0.00 2013-02-09 2016-02-09 4,963 4,963 Direct
Common Stock Restricted Stock Units 2013 $0.00 2014-02-14 2017-02-14 7,048 7,048 Direct
Common Stock Restricted Stock Units 2014 $0.00 2015-02-13 2018-02-13 8,939 8,939 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-02-11 107,125 107,125 Direct
2023-02-14 85,760 85,760 Direct
2024-02-13 73,922 73,922 Direct
2016-03-15 30,392 30,392 Direct
2017-03-15 29,552 29,552 Direct
2015-03-15 25,524 25,524 Direct
101,239 101,239 Direct
2015-02-10 2,397 2,397 Direct
2016-02-09 4,963 4,963 Direct
2017-02-14 7,048 7,048 Direct
2018-02-13 8,939 8,939 Direct
Footnotes
  1. The transaction reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2014.
  2. The weighted average sale price reflects multiple transactions at prices ranging from $68.50 - $68.56.
  3. The weighted average sale price reflects multiple transactions at prices ranging from $68.75 - $68.94.
  4. The weighted average sale price reflects multiple transactions at prices ranging from $68.95 - $69.23.
  5. The weighted average sale price reflects multiple transactions at prices ranging from $69.50 - $69.53.
  6. Balance also reflects dividend reinvestment shares purchased on September 20, 2014.
  7. Balance reflects shares pertaining to the September 20, 2014 dividend, and an earnings adjustment on September 30, 2014 under the Company's Employee Stock Ownership Plan.
  8. Balance reflects dividend reinvestment shares purchased on September 20, 2014.
  9. The option vests in four equal annual installments beginning on the exercisable date.
  10. Performance stock rights represent the right to receive shares of common stock of the Company, in the event certain performance goals are satisfied. These goals are based on Company performance against an established industry benchmark, over a three year performance period. The final award of shares issued can be between 0% and 200% of the reported target award.
  11. These phantom stock units convert to common stock on a one-for-one basis.
  12. Upon retirement or termination of service, distribution of phantom stock units will commence in January of the year that is both (1) following the calendar year in which service terminates with the Company, and (2) at least six months following termination, or later if the participant selected a later date.
  13. Balance reflects dividends paid on phantom stock units and reinvested in additional phantom stock units, under the Company's Deferred Compensation Plan on September 20, 2014.
  14. Each restricted stock unit represent a contingent right to receive one share of Company common stock. The restricted stock units vest in four equal annual installments beginning on the exercisable date.
  15. Balance reflects the dividend paid on restricted stock units and reinvested in additional restricted stock units, under the Company's Omnibus Incentive Plans on September 20, 2014.