Filing Details

Accession Number:
0001181431-14-034254
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-14 17:20:41
Reporting Period:
2014-10-13
Filing Date:
2014-10-14
Accepted Time:
2014-10-14 17:20:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
928054 Flotek Industries Inc FTK Miscellaneous Chemical Products (2890) 900023731
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1576961 S. Carla Hardy 10603 W. Sam Houston Pkwy N.
Suite 300
Houston TX 77064
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-05-28 11,000 $0.00 296,639 No 4 G Indirect By Carla Schulz Hardy Revocable Trust
Common Stock Disposition 2014-09-09 6,700 $0.00 289,939 No 4 G Indirect By Carla Schulz Hardy Revocable Trust
Common Stock Disposition 2014-10-13 55,000 $20.36 234,939 No 4 S Indirect By Carla Schulz Hardy Revocable Trust
Common Stock Disposition 2014-10-13 49,000 $20.36 200,021 No 4 S Indirect By Carla S. Hardy Grantor Retained Annuity Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 G Indirect By Carla Schulz Hardy Revocable Trust
No 4 G Indirect By Carla Schulz Hardy Revocable Trust
No 4 S Indirect By Carla Schulz Hardy Revocable Trust
No 4 S Indirect By Carla S. Hardy Grantor Retained Annuity Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 11,244 Direct
Footnotes
  1. Ms. Hardy is a trustee and beneficiary of the named trusts. Ms. Hardy disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein.
  2. Disposition of 55,000 common shares in Rev. Trust and 49,000 common shares in GRAT pursuant to a Rule 10b5-1 Trading Plan, at average prices of $20.3610 and $20.3595, respectively