Filing Details

Accession Number:
0001181431-14-034252
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-14 17:15:32
Reporting Period:
2014-10-09
Filing Date:
2014-10-14
Accepted Time:
2014-10-14 17:15:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1276187 Energy Transfer Equity L.p. ETE Natural Gas Transmission (4922) 300108820
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1276191 L Kelcy Warren 3738 Oak Lawn Avenue
Dallas TX 75219
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Units Acquisiton 2014-10-09 221,108 $53.21 38,572,208 No 4 P Indirect By: Kelcy Warren Partners, L.P.
Common Units Acquisiton 2014-10-09 102,561 $54.29 38,674,769 No 4 P Indirect By: Kelcy Warren Partners, L.P.
Common Units Acquisiton 2014-10-10 135,642 $51.81 38,810,411 No 4 P Indirect By: Kelcy Warren Partners, L.P.
Common Units Acquisiton 2014-10-10 133,155 $52.45 38,943,566 No 4 P Indirect By: Kelcy Warren Partners, L.P.
Common Units Acquisiton 2014-10-10 40,008 $53.70 38,983,574 No 4 P Indirect By: Kelcy Warren Partners, L.P.
Common Units Acquisiton 2014-10-10 14,864 $54.38 38,998,438 No 4 P Indirect By: Kelcy Warren Partners, L.P.
Common Units Disposition 2014-10-13 21,433 $47.13 39,019,871 No 4 P Indirect By: Kelcy Warren Partners, L.P.
Common Units Acquisiton 2014-10-13 66,016 $48.29 39,085,887 No 4 P Indirect By: Kelcy Warren Partners, L.P.
Common Units Acquisiton 2014-10-13 162,271 $49.25 39,248,158 No 4 P Indirect By: Kelcy Warren Partners, L.P.
Common Units Acquisiton 2014-10-13 75,243 $50.02 39,323,401 No 4 P Indirect By: Kelcy Warren Partners, L.P.
Common Units Acquisiton 2014-10-13 27,699 $50.93 39,351,100 No 4 P Indirect By: Kelcy Warren Partners, L.P.
Common Units Acquisiton 2014-10-14 66,119 $47.91 39,417,219 No 4 P Indirect By: Kelcy Warren Partners, L.P.
Common Units Acquisiton 2014-10-14 59,470 $48.96 39,476,689 No 4 P Indirect By: Kelcy Warren Partners, L.P.
Common Units Acquisiton 2014-10-14 67,411 $49.98 39,544,100 No 4 P Indirect By: Kelcy Warren Partners, L.P.
Common Units Acquisiton 2014-10-14 7,000 $50.61 39,551,100 No 4 P Indirect By: Kelcy Warren Partners, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By: Kelcy Warren Partners, L.P.
No 4 P Indirect By: Kelcy Warren Partners, L.P.
No 4 P Indirect By: Kelcy Warren Partners, L.P.
No 4 P Indirect By: Kelcy Warren Partners, L.P.
No 4 P Indirect By: Kelcy Warren Partners, L.P.
No 4 P Indirect By: Kelcy Warren Partners, L.P.
No 4 P Indirect By: Kelcy Warren Partners, L.P.
No 4 P Indirect By: Kelcy Warren Partners, L.P.
No 4 P Indirect By: Kelcy Warren Partners, L.P.
No 4 P Indirect By: Kelcy Warren Partners, L.P.
No 4 P Indirect By: Kelcy Warren Partners, L.P.
No 4 P Indirect By: Kelcy Warren Partners, L.P.
No 4 P Indirect By: Kelcy Warren Partners, L.P.
No 4 P Indirect By: Kelcy Warren Partners, L.P.
No 4 P Indirect By: Kelcy Warren Partners, L.P.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Units 11,924,110 Direct
Common Units 300,538 Indirect By: LE GP, LLC
Common Units 35,926,906 Indirect By: Seven Bridges Holdings, LLC
Common Units 2,506 Indirect By: ET Company Ltd.
Common Units 3,479,950 Indirect By: Kelcy Warren Partners II, L.P.
Common Units 42,000 Indirect By: Spouse
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $52.80 to $53.79. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of units and prices at which the transaction was effected.
  2. The reported units are owned directly by Kelcy Warren Partners, LP, a limited partnership owned by Mr. Warren. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
  3. This transaction was executed in multiple trades at prices ranging from $53.80 to $54.74. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of units and prices at which the transaction was effected.
  4. This transaction was executed in multiple trades at prices ranging from $51.16 to $52.15. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of units and prices at which the transaction was effected.
  5. This transaction was executed in multiple trades at prices ranging from $52.16 to $53.12. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of units and prices at which the transaction was effected.
  6. This transaction was executed in multiple trades at prices ranging from $53.16 to $54.15. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of units and prices at which the transaction was effected.
  7. This transaction was executed in multiple trades at prices ranging from $54.16 to $54.53. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of units and prices at which the transaction was effected.
  8. The reported units are owned directly by LE GP, LLC. The reported units represent his estimated pro rata interest in LE GP, LLC. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
  9. The reported units are owned directly by Seven Bridges Holdings LLC a limited liability company owned by Mr. Warren which received such units in a pro rata distrubtion from ETC Holdings LP. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
  10. The reported units are owned directly by Kelcy Warren Partners II, LP, a limited partnership owned by Mr. Warren. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
  11. The reported units are held by reporting person's spouse as her seperate property. Mr. Warren dislcaims beneficial ownership of the reported units.
  12. The reported units are owned directly by ET Company Ltd. The reported units represent the estimated prorata interest of Mr. Warren in ET Company Ltd., including through his interest therein held through Three Dawaco, Inc. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
  13. This transaction was executed in multiple trades at prices ranging from $46.56 to $47.52. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of units and prices at which the transaction was effected.
  14. This transaction was executed in multiple trades at prices ranging from $47.58 to $48.57. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of units and prices at which the transaction was effected.
  15. This transaction was executed in multiple trades at prices ranging from $48.58 to $49.57. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of units and prices at which the transaction was effected.
  16. This transaction was executed in multiple trades at prices ranging from $49.58 to $50.57. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of units and prices at which the transaction was effected.
  17. This transaction was executed in multiple trades at prices ranging from $50.58 to $51.12. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of units and prices at which the transaction was effected.
  18. This transaction was executed in multiple trades at prices ranging from $47.41 to $48.40. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of units and prices at which the transaction was effected.
  19. This transaction was executed in multiple trades at prices ranging from $48.41 to $49.40. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of units and prices at which the transaction was effected.
  20. This transaction was executed in multiple trades at prices ranging from $49.41 to $50.40. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of units and prices at which the transaction was effected.
  21. This transaction was executed in multiple trades at prices ranging from $50.42 to $50.96. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of units and prices at which the transaction was effected.