Filing Details

Accession Number:
0000919574-14-005737
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-14 17:08:53
Reporting Period:
2014-10-10
Filing Date:
2014-10-14
Accepted Time:
2014-10-14 17:08:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1310067 Sears Holdings Corp SHLD Retail-Department Stores (5311) 201920798
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1214344 R Bruce Berkowitz C/O Fairholme Capital Management, L.l.c.
4400 Biscayne Boulevard, 9Th Floor
Miami FL 33137
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares, $.01 Par Value Disposition 2014-10-10 5,900 $25.31 24,644,273 No 4 S Indirect See Footnote
Common Shares, $.01 Par Value Acquisiton 2014-10-13 100 $25.29 24,644,373 No 4 P Indirect See Footnote
Common Shares, $.01 Par Value Acquisiton 2014-10-13 49,900 $25.31 24,694,273 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares, $.01 Par Value 913,000 Direct
Footnotes
  1. The securities were held in an account managed indirectly by Bruce R. Berkowitz ("Mr. Berkowitz") and were sold pursuant to client instructions.
  2. The securities may be deemed to be beneficially owned by Mr. Berkowitz as the managing member of a registered investment adviser, which may be deemed to have beneficial ownership of the securities because it serves as the investment manager to a registered investment company and certain private funds and managed accounts. The Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.