Filing Details

Accession Number:
0001127602-14-029543
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-07 13:29:30
Reporting Period:
2014-06-17
Filing Date:
2014-10-07
Accepted Time:
2014-10-07 13:29:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
53669 Johnson Controls Inc JCI Public Bldg & Related Furniture (2531) 390380010
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1609398 Simon Davis 5757 N. Green Bay Ave.
Milwaukee WI 53209
Vice President & Achro No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-06-17 214 $49.84 81 No 4 S Indirect By 401(k) Plan Trust
Common Stock Acquisiton 2014-10-06 59 $44.82 14,416 No 4 M Direct
Common Stock Disposition 2014-10-06 59 $44.82 14,358 No 4 D Direct
Common Stock Disposition 2014-10-06 495 $44.82 13,863 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By 401(k) Plan Trust
No 4 M Direct
No 4 D Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Phantom Stock Units - Restricted Stock Plan Disposition 2014-10-06 59 $0.00 59 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
144 No 4 M Direct
Footnotes
  1. The number of underlying securities is based on the stock fund balance on September 25, 2014. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a September 25, 2014 stock fund price of $44.65 per share.
  2. The balance includes 28.988 shares acquired via dividend reinvestment on July 2 and October 2, 2014, at prices ranging from $44.68 to $50.92.
  3. Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock.
  4. The phantom stock units are being accrued under the Johnson Controls Restricted Stock Plan and settle 100% in cash, subject to the vesting of the underlying restricted stock award.
  5. The balance includes 40.425 phantom stock units acquired via dividend reinvestment on July 2, and October 2, 2014, at prices ranging from $44.68 to $50.92.