Filing Details

Accession Number:
0001209191-14-062231
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-06 21:21:13
Reporting Period:
2014-10-02
Filing Date:
2014-10-06
Accepted Time:
2014-10-06 21:21:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1515156 Advanced Emissions Solutions Inc. ADES Miscellaneous Chemical Products (2890) 275472457
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1356974 P L Partners Capital Coliseum Metro Center
1 Station Place, 7Th Floor South
Stamford CT 06902
Yes No No No
1409585 Coliseum Capital, Llc Metro Center
1 Station Place, 7Th Floor South
Stamford CT 06902
Yes No No No
1409751 Coliseum Capital Management, Llc Metro Center
1 Station Place, 7Th Floor South
Stamford CT 06902
Yes No No No
1430708 S Christopher Shackelton Metro Center
1 Station Place, 7Th Floor South
Stamford CT 06902
Yes No No No
1454123 Adam Gray Metro Center
1 Station Place, 7Th Floor South
Stamford CT 06902
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-10-02 375,000 $20.97 2,093,334 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
Footnotes
  1. See Joint Filer Information on Exhibit 99.1 for information with respect to the nature of Coliseum Capital Management, LLC's indirect ownership and details regarding the transactions reported herein and the nature of the beneficial ownership of the reporting persons.