Filing Details

Accession Number:
0000905718-14-000647
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-03 09:43:20
Reporting Period:
2013-04-08
Filing Date:
2014-10-03
Accepted Time:
2014-10-03 09:43:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1070698 Raptor Pharmaceutical Corp RPTP Pharmaceutical Preparations (2834) 860883978
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1614443 Portfolio Segregated Trading Hyperion C/O Tmf Ltd. Grand Pavillion Comm. Ctr
2Nd Fl., 802 West Bay Road, Po Box 10338
Grand Cayman E9 KY1-1003
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Disposition 2013-04-08 51,941 $5.82 6,648,595 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2013-04-11 32,044 $5.84 6,616,551 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2013-04-17 30,600 $5.49 6,585,951 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2013-04-18 5,000 $5.70 6,580,951 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2013-04-23 30,000 $6.60 6,550,951 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2013-04-25 50,000 $7.00 6,500,951 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2013-04-30 40,000 $7.45 6,460,951 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2013-05-06 30,000 $5.99 6,490,951 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2012-05-10 50,000 $5.74 6,540,951 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2012-05-13 30,000 $5.81 6,570,951 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2013-05-14 35,000 $5.85 6,605,951 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2013-05-15 5,000 $5.88 6,610,951 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Disposition 2013-05-15 5,000 $5.88 6,605,951 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2013-05-30 10,000 $7.71 6,595,951 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2013-06-03 20,000 $7.85 6,575,951 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2013-06-04 30,000 $7.80 6,545,951 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2013-06-05 50,000 $7.79 6,495,951 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2013-06-06 61,546 $7.62 6,434,405 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2013-06-07 8,454 $7.75 6,425,951 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2013-06-11 20,000 $7.69 6,405,951 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2013-06-12 34,351 $7.68 6,371,600 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2013-06-19 10,000 $8.00 6,361,600 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2013-06-20 20,000 $7.54 6,341,600 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2013-06-21 10,000 $7.59 6,331,600 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2013-06-24 34,600 $7.80 6,297,000 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2013-07-10 30,000 $9.86 6,267,000 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2013-07-11 10,000 $10.71 6,257,000 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2013-08-06 8,000 $10.08 6,249,000 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2013-08-13 15,000 $10.54 6,234,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. The shares of common stock, $0.001 par value per share (the "Common Shares"), of Raptor Pharmaceutical Corp., a Delaware corporation (the "Company"), reported herein were held by Hyperion Trading Segregated Portfolio (the "Reporting Person"), a segregated portfolio of Strategic Investment Tribes Fund SPC, a Cayman Islands exempted company registered as a segregated portfolio company, managed by Sequoia Asset Management S.A., a company organized under the laws of Switzerland ("Sequoia").
  2. The Common Shares reported herein represent transactions undertaken by the Reporting Person. Pursuant to Reg. Section 240.16a-1(a)(1), Sequoia, as the investment manager of the Reporting Person, is not deemed a beneficial owner of the Common Shares held by the Reporting Person or any other account managed by Sequoia. In the event that Sequoia is deemed a beneficial owner of the Common Shares held by the Reporting Person or any other account managed by Sequoia, pursuant to Reg. Section 240.16a-1(a)(2), its beneficial ownership is limited to its pecuniary interest, if any, in such Common Shares.
  3. This price represents the weighted average sale of the Common Shares on April 8, 2013, which were sold in multiple transactions ranging from $5.76 to $5.89, inclusive.
  4. This price represents the weighted average sale of the Common Shares on April 11, 2013, which were sold in multiple transactions ranging from $5.80 to $5.87, inclusive.
  5. This price represents the weighted average sale of the Common Shares on April 17, 2013, which were sold in multiple transactions ranging from $5.45 to $5.51, inclusive.
  6. This price represents the weighted average sale of the Common Shares on April 23, 2013, which were sold in multiple transactions ranging from $6.50 to $6.70, inclusive.
  7. This price represents the weighted average sale of the Common Shares on April 25, 2013, which were sold in multiple transactions ranging from $6.80 to $7.20, inclusive.
  8. This price represents the weighted average sale of the Common Shares on April 30, 2013, which were sold in multiple transactions ranging from $7.30 to $7.60, inclusive.
  9. This price represents the weighted average purchase of the Common Shares on May 6, 2013, which were purchased in multiple transactions ranging from $5.90 to $6.03, inclusive.
  10. This price represents the weighted average purchase of the Common Shares on May 10, 2013, which were purchased in multiple transactions ranging from $5.65 to $5.80, inclusive.
  11. This price represents the weighted average purchase of the Common Shares on May 13, 2013, which were purchase in multiple transactions ranging from $5.78 to $5.83, inclusive.
  12. This price represents the weighted average purchase sale of the Common Shares on June 3, 2013, which were sold in multiple transactions ranging from $7.80 to $7.90, inclusive.
  13. This price represents the weighted average purchase sale of the Common Shares on June 4, 2013, which were sold in multiple transactions ranging from $7.80 to $7.80, inclusive.
  14. This price represents the weighted average purchase sale of the Common Shares on June 5, 2013, which were sold in multiple transactions ranging from $7.72 to $7.90, inclusive.
  15. This price represents the weighted average purchase sale of the Common Shares on June 6, 2013, which were sold in multiple transactions ranging from $7.54 to $7.75, inclusive.
  16. This price represents the weighted average purchase sale of the Common Shares on June 11, 2013, which were sold in multiple transactions ranging from $7.65 to $7.71, inclusive.
  17. This price represents the weighted average purchase sale of the Common Shares on June 12, 2013, which were sold in multiple transactions ranging from $7.64 to $7.83, inclusive.
  18. This price represents the weighted average purchase sale of the Common Shares on June 20, 2013, which were sold in multiple transactions ranging from $7.48 to $7.60, inclusive.
  19. This price represents the weighted average purchase sale of the Common Shares on July 10, 2013, which were sold in multiple transactions ranging from $9.72 to $10.20, inclusive.
  20. This price represents the weighted average purchase sale of the Common Shares on August 6, 2013, which were sold in multiple transactions ranging from $10.08 to $10.09, inclusive.