Filing Details

Accession Number:
0001498301-14-000066
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-02 11:15:07
Reporting Period:
2014-09-30
Filing Date:
2014-10-02
Accepted Time:
2014-10-02 11:15:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1498301 Ascena Retail Group Inc. ASNA Retail-Apparel & Accessory Stores (5600) 300641353
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1191900 W Michael Rayden C/O Ascena Retail Group, Inc.
933 Macarthur Boulevard
Mahwash NJ 07430
Ceo, Tween Brands, Inc. Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Disposition 2014-09-30 8,000 $13.30 36,760 No 4 S Direct
Common Disposition 2014-10-01 5,000 $12.99 31,760 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common 13,284 Indirect See Footnote 3.
Footnotes
  1. This transaction was executed in multiple trades ranging from $13.30 to $13.3023 The price reported above reflects the weighted average sale price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
  2. This transaction was executed in multiple trades ranging from $12.99 to $13..00 The price reported above reflects the weighted average sale price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
  3. Shares owned by Diane Nye, Mr. Rayden's wife. Mr. Rayden disclaims beneficial ownership of these shares.