Filing Details

Accession Number:
0001209191-14-060126
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-29 18:45:25
Reporting Period:
2014-09-25
Filing Date:
2014-09-29
Accepted Time:
2014-09-29 18:45:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1407190 Violin Memory Inc VMEM Computer Storage Devices (3572) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1226868 Cory Sindelar Violin Memory, Inc.,
4555 Great America Parkway
Santa Clara CA 95054
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-09-25 1,000 $4.10 160,060 No 4 P Direct
Common Stock Acquisiton 2014-09-25 2,000 $4.14 162,060 No 4 P Direct
Common Stock Acquisiton 2014-09-25 3,000 $4.16 165,060 No 4 P Direct
Common Stock Acquisiton 2014-09-29 4,000 $4.43 169,060 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 159,060 Direct
Common Stock 5,084 Indirect By Toni and Cory Sindelar as community property
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted stock units $0.00 12,500 12,500 Direct
Common Stock Restricted stock units $0.00 4,167 4,167 Direct
Common Stock Restricted stock units $0.00 56,250 56,250 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
12,500 12,500 Direct
4,167 4,167 Direct
56,250 56,250 Direct
Footnotes
  1. Reflects actual shares held. A total of 252,083 RSUs vested and 95,023 shares were withheld/sold to cover taxes, for a net settlement of 157,060 shares. The amount beneficially owned also includes 2,000 shares purchased in May 2014 through the employee stock purchase plan. The previous Form 4s reflected shares of common stock underlying restricted stock units that had not vested yet.
  2. Open market purchase.
  3. Each restricted stock unit represents a contingent right to receive one share of common stock of Violin Memory, Inc.
  4. The reporting person has vested 187,500 of the 200,000 RSU granted on March 2, 2012. The final vest of 12,500 will be on December 20, 2014.
  5. The reporting person has vested 45,833 of the 50,000 RSU granted on August 27, 2012. The final vest of 4,167 will be on December 20, 2014.
  6. The reporting person has vested 18,750 of the 75,000 RSU granted on September 3, 2013. The 75,000 RSU vests at the following rate: One quarter of the RSU vested one year from the vesting commencement date and the remaining RSU will vest quarterly for three years.