Filing Details
- Accession Number:
- 0001179110-14-014571
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-25 21:30:33
- Reporting Period:
- 2014-09-23
- Filing Date:
- 2014-09-25
- Accepted Time:
- 2014-09-25 20:30:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 868857 | Aecom Technology Corp | ACM | Services-Engineering Services (8711) | 611088522 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1063339 | G Richard Newman | C/O Aecom Technology Corporation 1999 Avenue Of The Stars, Suite 2600 Los Angeles CA 90067 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-09-23 | 20,000 | $35.86 | 287,981 | No | 4 | S | Indirect | by R&C Newman Revocable Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | by R&C Newman Revocable Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 39,145 | Indirect | by Richard G Newman TTEE U/A DTD 8/15/2011 Richard G Newman 2011 GRAT |
| Common Stock | 39,145 | Indirect | by Christine H Newman TTEE U/A DTD 8/15/2011 Christine H Newman 2011 GRAT |
| Common Stock | 15,636 | Indirect | by John E. Newman (son) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | $23.94 | 2015-12-01 | 49,141 | 49,141 | Indirect | |
| Common Stock | Employee Stock Option | $24.45 | 2016-12-02 | 15,989 | 15,989 | Indirect | |
| Common Stock | Employee Stock Option | $25.38 | 2011-03-31 | 2017-05-28 | 14,558 | 14,558 | Indirect |
| Common Stock | Employee Stock Option | $28.44 | 2012-03-03 | 2018-03-03 | 13,416 | 13,416 | Indirect |
| Common Stock | Restricted Stock Unit | $0.00 | 4,112 | 4,112 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2015-12-01 | 49,141 | 49,141 | Indirect |
| 2016-12-02 | 15,989 | 15,989 | Indirect |
| 2017-05-28 | 14,558 | 14,558 | Indirect |
| 2018-03-03 | 13,416 | 13,416 | Indirect |
| 4,112 | 4,112 | Direct |
Footnotes
- The sales in this Form 4 were made pursuant to a 10b5-1 trading plan adopted on August 24, 2014.
- This transaction was executed in multiple trades at prices ranging from $35.51 to $35.94. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- The option vested in three equal annual installments beginning on December 1, 2009.
- The option vested in three equal annual installments beginning on December 2, 2010.
- Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
- The restricted stock units vest on March 5, 2015.
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