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Home > Insider Trading > Filing (0001140361-14-036462)

Filing Details

Accession Number:
0001140361-14-036462
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-25 16:00:53
Reporting Period:
2014-09-24
Filing Date:
2014-09-25
Accepted Time:
2014-09-25 16:00:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
825202 Royce Focus Trust Inc FUND (0) 592876580
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185838 Whitney W George C/O Royce &Amp; Associates Llc
745 Fifth Ave
New York NY 10151		 Vice President Yes Yes Yes Yes
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-09-24 27,315 $7.99 919,265 No 4 P Indirect Held by Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Held by Spouse
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,197,021 Direct
Common Stock 419,150 Indirect Held by Children
Common Stock 143,991 Indirect Held in a Trust
Footnotes
  1. Shares held in The Mallory Descendant's Trust U/T/A DTD 12/13/2013 (the "Trust"). Mr. George serves as trustee of the Trust and, in such capacity, has investment and voting discretion over shares held by the Trust. Mr. George's spouse has a pecuniary interest in the Trust.