Filing Details

Accession Number:
0001002225-14-000067
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-24 16:15:58
Reporting Period:
2014-09-22
Filing Date:
2014-09-24
Accepted Time:
2014-09-24 16:15:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1002225 Advent Software Inc ADVS Services-Computer Programming Services (7371) 942901952
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1559426 Todd Gottula 600 Townsend Street
San Francisco CA 94103
Evp & Cto, Global Solutn Dev No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-09-22 233 $17.91 63,988 No 4 M Direct
Common Stock Disposition 2014-09-22 130 $32.33 63,858 No 4 D Direct
Common Stock Acquisiton 2014-09-22 478 $17.80 64,336 No 4 M Direct
Common Stock Disposition 2014-09-22 264 $32.33 64,072 No 4 D Direct
Common Stock Acquisiton 2014-09-22 681 $21.67 64,753 No 4 M Direct
Common Stock Disposition 2014-09-22 457 $32.33 64,296 No 4 D Direct
Common Stock Acquisiton 2014-09-22 233 $17.91 64,529 No 4 M Direct
Common Stock Disposition 2014-09-22 130 $32.33 64,399 No 4 D Direct
Common Stock Disposition 2014-09-22 644 $32.11 63,755 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 M Direct
No 4 D Direct
No 4 M Direct
No 4 D Direct
No 4 M Direct
No 4 D Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2014-09-22 478 $0.00 478 $17.80
Common Stock Stock Appreciation Rights Disposition 2014-09-22 233 $0.00 233 $17.91
Common Stock Stock Appreciation Rights Disposition 2014-09-22 233 $0.00 233 $17.91
Common Stock Stock Appreciation Rights Disposition 2014-09-22 681 $0.00 681 $21.67
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
9,558 2013-05-14 2022-05-14 No 4 M Direct
4,200 2012-05-13 2021-05-13 No 4 M Direct
3,967 2012-05-13 2021-05-13 No 4 M Direct
21,800 2014-05-14 2023-05-14 No 4 M Direct
Footnotes
  1. Transaction pursuant to 10b5-1 plan dated 30 August 2013
  2. Shares traded for option cost. No open market activity.