Filing Details

Accession Number:
0001493152-14-003066
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-23 17:09:58
Reporting Period:
2014-09-22
Filing Date:
2014-09-23
Accepted Time:
2014-09-23 17:09:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1162896 Wizard World Inc. WIZD Services-Amusement & Recreation Services (7900) 980357690
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1546596 Michael John Macaluso 1240 5Th Street
Manhattan Beach CA 90266
Ceo, President, Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Per Share Acquisiton 2014-09-22 10,000 $0.89 8,450,213 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Mr. Macaluso currently owns: (i) 8,450,213 shares of common stock directly owned by Mr. Macaluso; (ii) 3,020,000 options to purchase shares of common stock at an exercise price of $0.44 per share, of which approximately 2,575,000 have vested as of today; (iii) 900,000 options to purchase shares of common stock at an exercise price of $1.00 per share, which shall vest quarterly over the period beginning on March 19, 2015 and ending March 18, 2016; (iv) 900,000 options to purchase shares of common stock at an exercise price of $1.25 per share, which shall vest quarterly over the period beginning on March 19, 2016 and ending March 18, 2017; and (v) 900,000 options to purchase shares of common stock at an exercise price of $1.50 per share, which shall vest quarterly over the period beginning on March 18, 2017 and ending March 18, 2018.