Filing Details

Accession Number:
0001177261-14-000046
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-23 17:07:34
Reporting Period:
2014-09-22
Filing Date:
2014-09-23
Accepted Time:
2014-09-23 17:07:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
936395 Ciena Corp CIEN Telephone & Telegraph Apparatus (3661) 232725311
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1444157 M David Rothenstein C/O Ciena Corporation
7035 Ridge Rd.
Hanover MD 21076-1426
Sr. Vp, General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-09-22 418 $18.47 238,467 No 4 S Direct
Common Stock Disposition 2014-09-22 776 $18.47 237,691 No 4 S Direct
Common Stock Disposition 2014-09-22 885 $18.47 236,806 No 4 S Direct
Common Stock Disposition 2014-09-22 850 $18.47 235,956 No 4 S Direct
Common Stock Disposition 2014-09-22 232 $18.47 235,724 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013.
  2. Shares reported include unvested Restricted Stock Units (RSUs).
  3. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2011. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2011.
  4. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2010. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2010.
  5. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/18/2012. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2012.