Filing Details

Accession Number:
0001498301-14-000046
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2014-09-23 12:38:10
Reporting Period:
2014-06-19
Filing Date:
2014-09-23
Accepted Time:
2014-09-23 12:38:10
Original Submission Date:
2014-06-20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1498301 Ascena Retail Group Inc. ASNA Retail-Apparel & Accessory Stores (5600) 300641353
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1326725 J. John Sullivan C/O Ascena Retail Group, Inc.
933 Macarthur Boulevard
Mahwah NJ 07430
Evp - Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Acquisiton 2014-06-19 5,000 $0.00 18,508 No 4 M Direct
Common Disposition 2014-06-20 1,643 $17.05 16,865 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Restricted Stock Units Disposition 2014-06-19 5,000 $0.00 5,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
Footnotes
  1. Restricted Stock Units issued under the 2010 Stock Incentive Plan.
  2. Shares sold to pay taxes due upon vesting of restricted stock.
  3. These units vest in two equal installments on June 19, 2013 and June 19, 2014.