Filing Details
- Accession Number:
- 0001209191-14-059083
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-22 19:16:44
- Reporting Period:
- 2014-09-18
- Filing Date:
- 2014-09-22
- Accepted Time:
- 2014-09-22 19:16:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1100270 | Krispy Kreme Doughnuts Inc | KKD | Retail-Food Stores (5400) | 562169715 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1332589 | R Douglas Muir | 370 Knollwood Street Suite 500 Winston-Salem NC 27103 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-09-18 | 40,483 | $3.41 | 170,049 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-09-18 | 40,483 | $17.78 | 129,566 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-09-19 | 20,450 | $2.65 | 150,016 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-09-19 | 20,450 | $17.91 | 129,566 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2014-09-18 | 40,483 | $0.00 | 40,483 | $3.41 |
| Common Stock | Stock Option (right to buy) | Disposition | 2014-09-19 | 20,450 | $0.00 | 20,450 | $2.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-09-11 | No | 4 | M | Direct | |
| 9,550 | 2020-01-25 | No | 4 | M | Direct |
Footnotes
- The amounts reported in column 5 are updated to accurately reflect previously reported restricted stock units ("RSUs") granted to Mr. Muir. Although all of the RSUs were timely reported on Form 4, the cooresponding column 5 amounts did not accurately reflect the RSUs beneficially owned by Mr. Muir.
- The sale of the shares reported in Column 4 was made as part of Mr. Muir's personal investment and financial planning needs, including for individual asset diversification, retirement planning and estate planning purposes. The Price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.77 to $17.80, inclusive. Mr. Muir undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The sale of the shares reported in Column 4 was made as part of Mr. Muir's personal investment and financial planning needs, including for individual asset diversification, retirement planning and estate planning purposes. The Price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.8116 to $18.02, inclusive. Mr. Muir undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The options vest in four nearly equal annual installments beginning on September 11, 2008.
- The options vest in four equal annual installments beginning on January 25, 2011.
Billionaire Hedge Funds
