Filing Details
- Accession Number:
- 0001209191-14-058925
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-22 06:02:16
- Reporting Period:
- 2014-09-15
- Filing Date:
- 2014-09-22
- Accepted Time:
- 2014-09-22 06:02:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1375557 | Guidance Software Inc. | GUID | Services-Prepackaged Software (7372) | 954661210 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1383360 | Victor Limongelli | C/O Guidance Software, Inc., 1055 East Colorado Blvd Pasadena CA 91106-2375 | President, Ceo And Director | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-09-17 | 4,400 | $4.54 | 382,438 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-09-17 | 4,400 | $7.01 | 378,038 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-09-18 | 4,522 | $4.54 | 382,560 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-09-18 | 4,522 | $6.90 | 378,038 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Option | Disposition | 2014-09-17 | 4,400 | $0.00 | 4,400 | $4.54 |
| Common Stock | Common Stock Option | Disposition | 2014-09-18 | 4,522 | $0.00 | 4,522 | $4.54 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 127,179 | 2015-04-20 | No | 4 | M | Direct | |
| 122,657 | 2015-04-20 | No | 4 | M | Direct |
Footnotes
- Pursuant to a Section 10b5-1 Plan established by Mr. Limongelli on May 9, 2014 vested employee stock options representing a total of 4,400 shares of Common Stock were exercised and sold in multiple transactions at a prices ranging from $6.90 to $7.14 per share, with an average price of $7.01 per share as reported in Column 4. The Section 10b5-1 Plan has not been modified since adopted. The reporting person undertakes to provide Guidance Software, Inc., any security holder of Guidance Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated in this footnote.
- Pursuant to a Section 10b5-1 Plan established by Mr. Limongelli on May 9, 2014 vested employee stock options representing a total of 4,522 shares of Common Stock were exercised and sold in multiple transactions at a prices ranging from $6.88 to $6.94 per share, with an average price of $6.90 per share as reported in Column 4. The Section 10b5-1 Plan has not been modified since adopted. The reporting person undertakes to provide Guidance Software, Inc., any security holder of Guidance Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated in this footnote.
- The exercised options are part of an award granted to Mr. Limongelli on April 20, 2005, which fully vested over a four-year period after the grant date. The exercised options expire April 20, 2015.
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