Filing Details

Accession Number:
0001181431-14-032234
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-17 17:36:37
Reporting Period:
2014-09-15
Filing Date:
2014-09-17
Accepted Time:
2014-09-17 17:36:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1285785 Mosaic Co MOS Agricultural Chemicals (2870) 201026454
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1397354 N Richard Mclellan C/O The Mosaic Company
3033 Campus Drive, Suite E490
Plymouth MN 55441
Sr Vice President-Commercial No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-09-15 21,593 $15.04 54,813 No 4 M Direct
Common Stock Disposition 2014-09-15 21,593 $46.38 33,220 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2014-09-15 21,593 $0.00 21,593 $15.04
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-10-29 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to Buy) $17.29 2015-08-01 13,915 13,915 Direct
Common Stock Stock Option (Right to Buy) $15.45 2016-08-04 16,562 16,562 Direct
Common Stock Stock Option (Right to Buy) $40.03 2017-08-02 12,574 12,574 Direct
Common Stock Stock Option (Right to Buy) $127.21 2018-07-31 2,926 2,926 Direct
Common Stock Stock Option (Right to Buy) $52.72 2019-07-27 6,611 6,611 Direct
Common Stock Stock Option (Right to Buy) $44.93 2020-07-27 10,130 10,130 Direct
Common Stock Stock Option (Right to Buy) $70.62 2021-07-21 6,460 6,460 Direct
Common Stock Stock Option (Right to Buy) $57.62 2022-07-19 11,655 11,655 Direct
Common Stock Restricted Stock Units $0.00 2015-07-19 4,628 4,628 Direct
Common Stock Stock Option (Right to Buy) $54.03 2023-07-18 15,783 15,783 Direct
Common Stock Restricted Stock Units $0.00 2016-07-18 6,169 6,169 Direct
Common Stock Stock Option (Right to Buy) $49.73 2024-03-07 17,740 17,740 Direct
Common Stock Restricted Stock Units $0.00 2017-03-07 6,703 6,703 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2015-08-01 13,915 13,915 Direct
2016-08-04 16,562 16,562 Direct
2017-08-02 12,574 12,574 Direct
2018-07-31 2,926 2,926 Direct
2019-07-27 6,611 6,611 Direct
2020-07-27 10,130 10,130 Direct
2021-07-21 6,460 6,460 Direct
2022-07-19 11,655 11,655 Direct
4,628 4,628 Direct
2023-07-18 15,783 15,783 Direct
6,169 6,169 Direct
2024-03-07 17,740 17,740 Direct
6,703 6,703 Direct
Footnotes
  1. This Stock Option is 100% exercisable.
  2. One-for-One
  3. Not Applicable
  4. Grant Date 07/19/2012; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
  5. Grant Date 07/18/2013; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
  6. Grant Date 03/07/2014; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
  7. The stock option exercise and sale were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2014.
  8. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.14 to $46.53, inclusive. The reporting person undertakes to provide to The Mosaic Company, any security holder of The Mosaic Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 8 to this Form 4.