Filing Details

Accession Number:
0001127602-14-028050
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-17 16:46:25
Reporting Period:
2014-09-16
Filing Date:
2014-09-17
Accepted Time:
2014-09-17 16:46:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
9389 Ball Corp BLL Metal Cans (3411) 350160610
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1186033 David R Hoover Ball Corporation
10 Longs Peak Dr.
Broomfield CO 80021-2510
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-09-16 379 $65.64 193,211 No 4 J Direct
Common Stock Disposition 2014-09-16 4,045 $65.71 189,166 No 4 S Direct
Common Stock Disposition 2014-09-16 1,393 $65.68 187,773 No 4 S Direct
Common Stock Disposition 2014-09-16 600 $65.66 187,173 No 4 S Direct
Common Stock Disposition 2014-09-16 309 $65.63 186,864 No 4 S Direct
Common Stock Disposition 2014-09-16 1,773 $65.62 185,091 No 4 S Direct
Common Stock Disposition 2014-09-16 2,254 $65.61 182,837 No 4 S Direct
Common Stock Disposition 2014-09-16 75 $65.61 182,762 No 4 S Direct
Common Stock Disposition 2014-09-16 6,278 $65.60 176,484 No 4 S Direct
Common Stock Disposition 2014-09-16 400 $65.60 176,084 No 4 S Direct
Common Stock Disposition 2014-09-16 9,889 $65.59 166,195 No 4 S Direct
Common Stock Disposition 2014-09-16 10,262 $65.58 155,933 No 4 S Direct
Common Stock Disposition 2014-09-16 1,910 $65.57 154,023 No 4 S Direct
Common Stock Disposition 2014-09-16 11,143 $65.56 142,880 No 4 S Direct
Common Stock Disposition 2014-09-16 5,695 $65.55 137,185 No 4 S Direct
Common Stock Disposition 2014-09-16 25,974 $65.52 111,211 No 4 S Direct
Common Stock Acquisiton 2014-09-16 82,000 $19.87 193,211 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Deferred Compensation Company Stock Plan Acquisiton 2014-09-16 142 $65.64 0 $0.00
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-09-16 82,000 $0.00 82,000 $19.87
Common Stock Deferred Compensation Company Stock Plan Disposition 2014-09-16 71,814 $65.64 71,814 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
71,814 No 4 J Direct
82,000 2015-04-27 No 4 M Direct
0 No 4 I Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,916 Indirect 401(k) Plan
Common Stock 82,000 Indirect By GRAT
Common Stock 181,678 Indirect RDH Trust
Common Stock 194,685 Indirect SAH Trust
Footnotes
  1. Dividend reinvestment in Ball Corporation's 2000 Deferred Compensation Company Stock Plan.
  2. Exercise of Stock Options.
  3. Total number of 401(k) Plan shares include shares previously acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
  4. The reporting person expressly disclaims beneficial ownership of the securities in the Suzanne A. Hoover Trust.
  5. Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
  6. Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.
  7. Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
  8. Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the stock option.
  9. Exempt discretionary transaction involving the transfer of units from one Ball Corporation Deferred Compensation Company Stock Plan ("DCCSP") fund to another fund within the DCCSP that are neither valued nor settled in Ball Corporation equity securities.