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Filing Details

Accession Number:: 0001209191-14-058282
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-09-16 20:10:59
Reporting Period:: 2014-09-12

Filing Date:: 2014-09-16
Accepted Time:: 2014-09-16 19:10:59
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1578348	Cm Finance Inc	CMFN	()	462883380

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1592804	E Christopher Jansen	C/O Cm Finance Inc 601 Lexington Ave., 26Th Floor New York NY 10022	President And Secretary	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-09-12	1,000	$13.80	70,669	No	4	P	Direct
Common Stock	Acquisiton	2014-09-12	1,000	$13.79	5,000	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2014-09-16	1,000	$13.66	71,669	No	4	P	Direct
Common Stock	Acquisiton	2014-09-16	1,000	$13.65	6,000	No	4	P	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Indirect	See footnote
No	4	P	Direct
No	4	P	Indirect	See footnote

Footnotes

The price shown in Column 4 is the weighted average purchase price of the shares of common stock of CM Finance Inc (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $13.782 to $13.799 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
The price shown in Column 4 is the weighted average purchase price of the shares of common stock of the Issuer, par value $0.001 per share, on the transaction date. The price range for the purchases is $13.686 to $13.799 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
The Reporting Person may be deemed to beneficially own the shares of common stock of Issuer because the securities are held by Patricia McInerney Jansen Children's Trust, of which the Reporting Person is a Trustee.
The price shown in Column 4 is the weighted average purchase price of the shares of common stock of CM Finance Inc (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $13.646 to $13.659 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
The price shown in Column 4 is the weighted average purchase price of the shares of common stock of the Issuer, par value $0.001 per share, on the transaction date. The price range for the purchases is $13.63 to $13.66 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.