Filing Details

Accession Number:
0001209191-14-058026
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-15 21:47:42
Reporting Period:
2014-09-11
Filing Date:
2014-09-15
Accepted Time:
2014-09-15 21:47:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1415336 Zeltiq Aesthetics Inc ZLTQ Electromedical & Electrotherapeutic Apparatus (3845) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1529196 J Mark Foley 4698 Willow Road, Suite 100
Pleasanton CA 94588
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-09-11 50,000 $1.95 708,481 No 4 M Direct
Common Stock Disposition 2014-09-11 49,400 $25.46 659,081 No 4 S Direct
Common Stock Disposition 2014-09-11 300 $26.05 658,781 No 4 S Direct
Common Stock Disposition 2014-09-11 300 $26.10 658,481 No 4 S Direct
Common Stock Disposition 2014-09-13 4,667 $26.48 653,814 No 4 F Direct
Common Stock Disposition 2014-09-15 6,100 $25.73 647,714 No 4 S Direct
Common Stock Disposition 2014-09-15 400 $26.36 647,314 No 4 S Direct
Common Stock Disposition 2014-09-15 100 $26.43 647,214 No 4 S Direct
Common Stock Disposition 2014-09-15 323 $26.45 646,891 No 4 S Direct
Common Stock Disposition 2014-09-15 200 $26.55 646,691 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2014-09-11 50,000 $0.00 50,000 $1.95
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
73,786 2019-09-09 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 17, 2014.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $26.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  3. Represents the number of shares withheld by and surrendered to the Issuer on September 15, 2014, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU granted on August 23, 2012 for 429,333 shares. The RSU vested with respect to 25% of the underlying shares on October 13, 2013 and the remaining shares shall vest monthly thereafter in 36 equal installments.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.32 to $26.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  5. The shares underlying this option are fully vested and exercisable as of the date of this report.