Filing Details
- Accession Number:
- 0001445305-14-003935
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-12 21:35:23
- Reporting Period:
- 2014-09-10
- Filing Date:
- 2014-09-12
- Accepted Time:
- 2014-09-12 21:35:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1441634 | Avago Technologies Ltd | AVGO | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1570993 | E. Anthony Maslowski | C/O Avago Technologies U.s. Inc. 350 West Trimble Road San Jose CA 95131 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2014-09-10 | 5,000 | $20.08 | 78,335 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2014-09-10 | 5,000 | $88.16 | 73,335 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2014-09-12 | 5,729 | $87.97 | 67,606 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Stock Options (right to buy) | Disposition | 2014-09-10 | 5,000 | $0.00 | 5,000 | $20.08 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,000 | 2020-09-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Ordinary Shares | 7,000 | Indirect | Trust |
Footnotes
- Transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 22, 2011.
- Transaction executed in multiple trades at prices ranging from $87.76 to $88.56 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- All of the aggregate 5,729 shares sold by the Reporting Person and reported hereon were sold pursuant to an irrevocable election of the Reporting Person, dated June 18, 2013, to sell sufficient shares to cover withholding taxes due upon vesting of restricted shares units ("RSUs").
- Transaction executed in multiple trades at prices ranging from $87.94 to $88.0116 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Includes 62,501 restricted share units ("RSUs").
- The shares are held by The Anthony E. Maslowski Trust dated May 20, 2011 for which the Reporting Person serves as trustee.
- Remainder of option vests on September 8, 2014.
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