Filing Details

Accession Number:
0001179110-14-014104
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-12 11:49:02
Reporting Period:
2014-09-10
Filing Date:
2014-09-12
Accepted Time:
2014-09-12 11:49:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
947484 Arch Capital Group Ltd. ACGL Fire, Marine & Casualty Insurance (6331) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1331038 Preston W Hutchings Waterloo House, Ground Floor
100 Pitts Bay Road
Pembroke D0 HM 08
Svp & Chief Investment Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares, $.0033 Par Value Per Share Acquisiton 2014-09-10 100,000 $15.11 211,005 No 4 M Indirect By Company
Common Shares, $.0033 Par Value Per Share Disposition 2014-09-10 27,736 $54.49 183,269 No 4 F Indirect By Company
Common Shares, $.0033 Par Value Per Share Disposition 2014-09-11 27,500 $54.38 155,769 No 4 S Indirect By Company
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect By Company
No 4 F Indirect By Company
No 4 S Indirect By Company
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares, $.0033 Par Value Per Share Stock Option (right to buy) Disposition 2014-09-10 100,000 $0.00 100,000 $15.11
Common Shares, $.0033 Par Value Per Share Share Appreciation Right Disposition 2014-08-18 15,750 $0.00 15,750 $23.71
Common Shares, $.0033 Par Value Per Share Share Appreciation Right Acquisiton 2014-08-18 15,750 $0.00 15,750 $23.71
Common Shares, $.0033 Par Value Per Share Share Appreciation Right Disposition 2014-08-18 18,000 $0.00 18,000 $23.10
Common Shares, $.0033 Par Value Per Share Share Appreciation Right Acquisiton 2014-08-18 18,000 $0.00 18,000 $23.10
Common Shares, $.0033 Par Value Per Share Share Appreciation Right Disposition 2014-08-18 15,300 $0.00 15,300 $19.29
Common Shares, $.0033 Par Value Per Share Share Appreciation Right Acquisiton 2014-08-18 15,300 $0.00 15,300 $19.29
Common Shares, $.0033 Par Value Per Share Share Appreciation Right Disposition 2014-08-18 16,500 $0.00 16,500 $25.01
Common Shares, $.0033 Par Value Per Share Share Appreciation Right Acquisiton 2014-08-18 16,500 $0.00 16,500 $25.01
Common Shares, $.0033 Par Value Per Share Share Appreciation Right Disposition 2014-08-18 16,800 $0.00 16,800 $33.91
Common Shares, $.0033 Par Value Per Share Share Appreciation Right Acquisiton 2014-08-18 16,800 $0.00 16,800 $33.91
Common Shares, $.0033 Par Value Per Share Share Appeciation Right Disposition 2014-08-18 16,800 $0.00 16,800 $38.58
Common Shares, $.0033 Par Value Per Share Share Appreciation Right Acquisiton 2014-08-18 16,800 $0.00 16,800 $38.58
Common Shares, $.0033 Par Value Per Share Share Appreciation Right Disposition 2014-08-18 16,100 $0.00 16,100 $42.65
Common Shares, $.0033 Par Value Per Share Share Appreciation Right Acquisiton 2014-08-18 16,100 $0.00 16,100 $42.65
Common Shares, $.0033 Par Value Per Share Share Appreciation Right Disposition 2014-08-18 12,547 $0.00 12,547 $53.53
Common Shares, $.0033 Par Value Per Share Share Appreciation Right Acquisiton 2014-08-18 12,547 $0.00 12,547 $53.53
Common Shares, $.0033 Par Value Per Share Share Appreciation Right Disposition 2014-08-08 10,000 $0.00 10,000 $57.27
Common Shares, $.0033 Par Value Per Share Share Appreciation Right Acquisiton 2014-08-18 10,000 $0.00 10,000 $57.27
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-07-01 No 4 M Indirect
0 2017-05-11 No 5 G Direct
15,750 2017-05-11 No 5 G Indirect
0 2018-05-09 No 5 G Direct
18,000 2018-05-09 No 5 G Indirect
0 2019-05-06 No 5 G Direct
15,300 2019-05-06 No 5 G Indirect
0 2020-05-05 No 5 G Direct
16,500 2020-05-05 No 5 G Indirect
0 2021-05-06 No 5 G Direct
16,800 2021-05-06 No 5 G Indirect
0 2022-05-09 No 5 G Direct
16,800 2014-05-09 No 5 G Indirect
0 2022-11-12 No 5 G Direct
16,100 2022-11-12 No 5 G Indirect
0 2023-05-09 No 5 G Direct
12,547 2023-05-09 No 5 G Indirect
0 2014-05-13 No 5 G Direct
10,000 2024-05-13 No 5 G Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares, $.0033 Par Value Per Share 40,057 Direct
Series C Non-Cumulative Preferred Shares (Non-Convertible) 4,000 Indirect By Company
Footnotes
  1. The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children.
  2. The stock option became exercisable in three equal annual installments, commencing July 1, 2005, subject to the applicable award agreement.
  3. The stock appreciation right became exercisable in three equal annual installments, with the first installment becoming exercisable on May 11, 2008 and the next two installments on May 11, 2009 and May 11, 2010, subject to the applicable award agreement.
  4. The stock appreciation right became exercisable in three equal annual installments, with the first installment becoming exercisable on May 9, 2009 and the next two installments on May 9, 2010 and May 09, 2011, subject to the applicable award agreement.
  5. The stock appreciation right became exercisable in three equal annual installments, with the first installment becoming exercisable on May 6, 2010 and the next two installments on May 6, 2011 and May 6, 2012, subject to the applicable award agreement.
  6. The stock appreciation right became exercisable in three equal annual installments, with the first installment becoming exercisable on May 5, 2011 and the next two installments on May 5, 2012 and May 5, 2013, subject to the applicable award agreement.
  7. The stock appreciation right became exercisable in three equal annual installments, with the first installment becoming exercisable on May 6, 2012 and the next two installments on May 6, 2013 and May 6, 2014, subject to the applicable award agreement.
  8. The stock appreciation right becomes exercisable in three equal annual installments, with the first installment becoming exercisable on May 9, 2013 and the next two installments on May 9, 2014 and May 9, 2015, subject to the applicable award agreement.
  9. The stock appreciation right becomes exercisable on the fifth anniversary of the grant date, subject to the applicable award agreement.
  10. The stock appreciation right becomes exercisable in three equal annual installments, with the first installment becoming exercisable on May 9, 2014 and the next two installments on May 9, 2015 and May 9, 2016, subject to the applicable award agreement.
  11. The stock appreciation right becomes exercisable in three equal annual installments, with the first installment becoming exercisable on May 13, 2015 and the next two installments on May 13, 2016 and May 13, 2017, subject to the applicable award agreement.
  12. On September 10, 2014, the Reporting Person exercised 100,000 stock options and, under the net settlement provisions of the applicable stock option agreement, 27,736 common shares were withheld in payment of the exercise price.
  13. Represents a weighted average sales price; the sale prices range from $54.16 to 54.53. Upon request, the full sale information regarding the number of shares sold at each price increment will be provided to the Commission or to the security holder of the issuer.