Filing Details

Accession Number:
0001209191-14-057568
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-11 18:03:48
Reporting Period:
2014-09-10
Filing Date:
2014-09-11
Accepted Time:
2014-09-11 18:03:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1571949 Intercontinental Exchange Inc. ICE Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1015825 R Charles Crisp 2100 Riveredge Parkway
Suite 500
Atlanta GA 30328
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-09-10 1,000 $8.00 12,012 No 4 M Direct
Common Stock Disposition 2014-09-10 400 $188.08 11,612 No 4 S Direct
Common Stock Disposition 2014-09-10 600 $189.36 11,012 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Holding Disposition 2014-09-10 1,000 $0.00 1,000 $8.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-01-05 No 4 M Direct
Footnotes
  1. The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
  2. The price range for the aggregate amount sold by the direct holder is $187.70 - $188.21. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
  3. The price range for the aggregate amount sold by the direct holder is $189.02 - $189.58. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
  4. The common stock number referred in Table I is an aggregate number and represents 10,175 shares of common stock and 837 restricted stock units of the Issuer.
  5. These options are fully vested.