Filing Details
- Accession Number:
- 0001415889-14-002764
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-10 14:46:48
- Reporting Period:
- 2014-09-10
- Filing Date:
- 2014-09-10
- Accepted Time:
- 2014-09-10 14:46:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 941685 | Imageware Systems Inc | IWSY | Services-Prepackaged Software (7372) | 330224167 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1061568 | Charles Crocker | 10815 Rancho Bernardo Rd. Suite 310 San Diego CA 92101 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-09-10 | 14,000 | $2.03 | 14,000 | No | 4 | P | Indirect | By the Crocker 2004 Charitable Remainder Uni Trust |
| Common Stock | Acquisiton | 2014-09-10 | 15,000 | $2.04 | 29,000 | No | 4 | P | Indirect | By the Crocker 2004 Charitable Remainder Uni Trust |
| Common Stock | Acquisiton | 2014-09-10 | 3,700 | $2.05 | 32,700 | No | 4 | P | Indirect | By the Crocker 2004 Charitable Remainder Uni Trust |
| Common Stock | Acquisiton | 2014-09-10 | 3,000 | $2.07 | 35,700 | No | 4 | P | Indirect | By the Crocker 2004 Charitable Remainder Uni Trust |
| Common Stock | Acquisiton | 2014-09-10 | 1,500 | $2.08 | 37,200 | No | 4 | P | Indirect | By the Crocker 2004 Charitable Remainder Uni Trust |
| Common Stock | Acquisiton | 2014-09-10 | 12,800 | $2.09 | 50,000 | No | 4 | P | Indirect | By the Crocker 2004 Charitable Remainder Uni Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By the Crocker 2004 Charitable Remainder Uni Trust |
| No | 4 | P | Indirect | By the Crocker 2004 Charitable Remainder Uni Trust |
| No | 4 | P | Indirect | By the Crocker 2004 Charitable Remainder Uni Trust |
| No | 4 | P | Indirect | By the Crocker 2004 Charitable Remainder Uni Trust |
| No | 4 | P | Indirect | By the Crocker 2004 Charitable Remainder Uni Trust |
| No | 4 | P | Indirect | By the Crocker 2004 Charitable Remainder Uni Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 249,000 | Direct |
Billionaire Hedge Funds
