Filing Details

Accession Number:
0001209191-14-057187
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-09 20:56:43
Reporting Period:
2014-09-08
Filing Date:
2014-09-09
Accepted Time:
2014-09-09 20:56:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1366246 Glu Mobile Inc GLUU Services-Computer Programming Services (7371) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1392677 R Eric Ludwig Glu Mobile Inc.
500 Howard Street, Suite 300
San Francisco CA 94105
Evp, Cfo And Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-09-08 10,638 $5.31 194 No 4 S Indirect Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 57,000 Direct
Footnotes
  1. The sale was effected pursuant to a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 that Mr. Ludwig entered into on March 7, 2014.
  2. Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $5.29 to $5.32. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
  3. These shares are held by the Ludwig McKillop Trust, of which the reporting person and his wife, Mary Elizabeth McKillop, are the co-trustees.