Filing Details

Accession Number:
0001445305-14-003889
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-09 19:09:35
Reporting Period:
2014-09-05
Filing Date:
2014-09-09
Accepted Time:
2014-09-09 19:09:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1441634 Avago Technologies Ltd AVGO Semiconductors & Related Devices (3674) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1272706 C Boon Ooi C/O Avago Technologies Us Inc.
350 West Trimble Road
San Jose CA 95131
Svp, Global Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2014-09-05 35,000 $8.12 97,697 No 4 M Direct
Ordinary Shares Acquisiton 2014-09-05 7,500 $35.45 105,197 No 4 M Direct
Ordinary Shares Disposition 2014-09-05 35,000 $87.33 70,197 No 4 S Direct
Ordinary Shares Disposition 2014-09-05 7,500 $87.22 62,697 No 4 S Direct
Ordinary Shares Disposition 2014-09-05 2,500 $86.61 60,197 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Employee Stock Options (right to buy) Disposition 2014-09-05 35,000 $0.00 35,000 $8.12
Ordinary Shares Employee Right Stock Options (right to buy) Disposition 2014-09-05 7,500 $0.00 7,500 $35.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-01-14 No 4 M Direct
22,500 2020-03-11 No 4 M Direct
Footnotes
  1. Transaction executed in multiple trades at prices ranging from $87.11 to $87.70 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
  2. Includes 57,501 restricted share units ("RSUs")
  3. The option is fully vested and exercisable.
  4. The option vests over four years, with 25% vesting on each anniversary of March 12, 2013. The option is exercisable, to the extent vested, starting on the date the average of the closing prices of the Company's ordinary shares (as reported on Nasdaq), over a ten consecutive trading day period is equal to or greater than 120% of the exercise price of option. This criteria has been met and the option is exercisable to the extent vested.