Filing Details

Accession Number:
0001179706-14-000110
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-05 17:21:18
Reporting Period:
2014-09-03
Filing Date:
2014-09-05
Accepted Time:
2014-09-05 17:21:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
47217 Hewlett Packard Co HPQ Computer & Office Equipment (3570) 941081436
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1566846 G Michael Nefkens C/O Hewlett-Packard Company
3000 Hanover Street
Palo Alto CA 94304
Evp, Enterprise Services No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-09-03 14,000 $23.59 29,408 No 4 M Direct
Common Stock Disposition 2014-09-03 14,000 $38.13 15,408 No 4 S Direct
Common Stock Disposition 2014-09-03 5,000 $38.13 10,408 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2014-09-03 14,000 $0.00 14,000 $23.59
Common Stock Restricted Stock Units Acquisiton 2014-07-02 22 $0.00 22 $0.00
Common Stock Restricted Stock Units Acquisiton 2014-07-02 65 $0.00 65 $0.00
Common Stock Restricted Stock Units Acquisiton 2014-07-02 192 $0.00 192 $0.00
Common Stock Restricted Stock Units Acquisiton 2014-07-02 252 $0.00 252 $0.00
Common Stock Restricted Stock Units Acquisiton 2014-07-02 75 $0.00 75 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
14,000 2012-09-27 2019-09-27 No 4 M Direct
4,977 No 4 A Direct
14,387 No 4 A Direct
42,012 No 4 A Direct
54,117 No 4 A Direct
16,113 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 52,666 Indirect By Michael Nefkens Trust 02/27/09
Footnotes
  1. The total beneficial ownership includes 1.34050 shares at $34.0248 per share acquired through dividends paid in shares on 07/03/14 under the HP 2011 Employee Stock Purchase Plan ("ESPP") with respect to shares held under the ESPP. The total beneficial ownership also includes the acquisition of 0.0410 shares at $34.1095 per share received on 07/02/14 through dividends paid in shares.
  2. The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 05/27/14.
  3. There is no reportable change since the last filing. This is a reiteration of holdings only.
  4. This option became exercisable in three equal annual installments beginning on this date.
  5. This option is no longer exercisable beginning on this date.
  6. Each restricted stock unit represents a contingent right to receive one share of HP common stock.
  7. As previously reported, on 12/07/11 the reporting person was granted 14,000 restricted stock units ("RSUs"), 4,666 of which vested on 12/07/12, 4,667 of which vested on 12/07/13, and 4,667 of which will vest on 12/07/14. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 22.0401 dividend equivalent rights being reported reflect 22.0401 dividend equivalent rights at $33.88 per RSU credited to the reporting person's account on 07/02/14.
  8. As previously reported, on 09/19/12 the reporting person was granted 27,625 RSUs, 13,812 of which vested on 09/19/13, and 13,813 of which will vest on 09/19/14. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 65.2326 dividend equivalent rights being reported reflect 65.2326 dividend equivalent rights at $33.88 per RSU credited to the reporting person's account on 07/02/14.
  9. As previously reported, on 01/16/13 the reporting person was granted 61,012 RSUs, 20,337 of which vested on 01/16/14, 20,337 of which will vest on 01/16/15, and 20,338 of which will vest on 01/16/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 192.0897 dividend equivalent rights being reported reflect 192.0897 dividend equivalent rights at $33.88 per RSU credited to the reporting person's account on 07/02/14.
  10. As previously reported, on 12/11/13 the reporting person was granted 53,354 RSUs, 17,784 of which will vest on 12/11/14, and 17,785 of which will vest on each of 12/11/15 and 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 251.9669 dividend equivalent rights being reported reflect 251.9669 dividend equivalent rights at $33.88 per RSU credited to the reporting person's account on 07/02/14.
  11. As previously reported, on 12/11/13 the reporting person was granted 15,886 RSUs, 7,943 of which will vest on each of 12/11/14 and 12/11/15. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 75.0224 dividend equivalent rights being reported reflect 75.0224 dividend equivalent rights at $33.88 per RSU credited to the reporting person's account on 07/02/14.