Companies 0 See All
Hedge Funds 0 See All
Insiders 0 See All
Institutional Investors 0 See All
Click here to see all results for
Home > Insider Trading > Filing (0001126328-14-000231)

Filing Details

Accession Number:
0001126328-14-000231
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-04 17:23:38
Reporting Period:
2014-09-03
Filing Date:
2014-09-04
Accepted Time:
2014-09-04 17:23:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1126328 Principal Financial Group Inc PFG Accident & Health Insurance (6321) 421520346
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1565742 Mark Timothy Dunbar 711 High Street
Des Moines IA 50392		 Evp & Chief Investment Officer No Yes No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-09-03 8,745 $39.02 50,736 No 4 M Direct
Common Stock Disposition 2014-09-03 8,745 $55.00 41,991 No 4 S Direct
Common Stock Disposition 2014-09-03 5,000 $55.00 36,991 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Show Other Fields >>
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-09-03 8,745 $0.00 8,745 $39.02
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2008-02-28 2015-02-28 No 4 M Direct
Footnotes
  1. Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2013.
  2. Includes 3,908 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.