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Home > Insider Trading > Filing (0001104659-14-064755)

Filing Details

Accession Number:
0001104659-14-064755
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-04 15:42:32
Reporting Period:
2014-09-03
Filing Date:
2014-09-04
Accepted Time:
2014-09-04 15:42:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
864559 Cascade Microtech Inc CSCD Instruments For Meas & Testing Of Electricity & Elec Signals (3825) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1400003 D John Delafield 3633 136Th Place Se, Ste 110
Bellevue WA 98006		 Yes No Yes No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-09-03 150,000 $10.25 1,796,352 No 4 P Indirect By Delafield Hambrecht Partners Fund, LP
Common Stock Acquisiton 2014-09-03 3,648 $10.44 1,800,000 No 4 P Indirect By Delafield Hambrecht Partners Fund, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Delafield Hambrecht Partners Fund, LP
No 4 P Indirect By Delafield Hambrecht Partners Fund, LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,500 Indirect By Spouse
Common Stock 98,350 Direct
Common Stock 25,000 Indirect By Delafield Hambrecht Inc.
Footnotes
  1. Open market purchase of a total of 153,648 shares of common stock.
  2. The reporting person is the Chairman of Delafield Hambrecht, Inc., which is the sole manager of the general partner of Delafield Hambrecht Partners Fund, LLP. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  3. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.2600 to $10.5200 inclusive. The reporting person undertakes to provide to Cascade Microtech, Inc., any security holder of Cascade Microtech, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.