Filing Details
- Accession Number:
- 0001127602-14-026899
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-02 16:06:03
- Reporting Period:
- 2014-08-28
- Filing Date:
- 2014-09-02
- Accepted Time:
- 2014-09-02 16:06:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1326160 | Duke Energy Corp | DUK | Electric & Other Services Combined (4931) | 202777218 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1227045 | S Julia Janson | 550 S. Tryon Street Charlotte NC 28202 | Evp&Chf Lgl Off&Corpsecretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-08-28 | 1,224 | $46.50 | 23,126 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-28 | 1,244 | $45.78 | 24,370 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-28 | 1,044 | $73.27 | 23,326 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-28 | 200 | $73.28 | 23,126 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-28 | 387 | $46.50 | 23,513 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-28 | 87 | $73.26 | 23,426 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-28 | 300 | $73.27 | 23,126 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-28 | 316 | $45.78 | 23,442 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-28 | 316 | $73.28 | 23,126 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-08-28 | 1,244 | $0.00 | 1,244 | $45.78 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-08-28 | 1,224 | $0.00 | 1,224 | $46.50 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-08-28 | 316 | $0.00 | 316 | $45.78 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-08-28 | 387 | $0.00 | 387 | $46.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 316 | 2006-04-01 | 2015-01-01 | No | 4 | M | Direct |
| 387 | 2016-01-01 | No | 4 | M | Direct | |
| 0 | 2006-04-01 | 2015-01-01 | No | 4 | M | Direct |
| 0 | 2016-01-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,326 | Indirect | By 401(k) |
Footnotes
- All options became exercisable in connection with the April 3, 2006 merger between Duke Energy and Cinergy.
- The reporting person was granted 4,836 options on January 1, 2006. The options vested in three equal annual installments beginning on the first anniversary date of the grant.
Billionaire Hedge Funds
