Filing Details

Accession Number:
0001604682-14-000007
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-02 12:06:11
Reporting Period:
2014-09-02
Filing Date:
2014-09-02
Accepted Time:
2014-09-02 12:06:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
920427 Unity Bancorp Inc UNTY State Commercial Banks (6022) 223282551
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1033206 D David Dallas C/O Unity Bank
64 Old Highway 22
Clinton NJ 08809
Yes No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-09-02 1,108 $8.30 12,191 No 4 P Direct
Common Stock Acquisiton 2014-09-02 164,048 $8.30 1,657,354 No 4 P Indirect Dallas Financial Holdings
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect Dallas Financial Holdings
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $0.00 19,819 19,819 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
19,819 19,819 Direct
Footnotes
  1. 11,083 restricted shares; 1,108 shares purchased through Rights Offering for a total of 12,191.
  2. 148,807 shares held at R & T; 1,344,499 held in brokerage account; 164,048 shares purchased through Rights Offering for a total of 1,657,354 shares.
  3. All previously reported shares in Direct ownership were transferred to Dallas Financial Holdings, LLC.
  4. Total vested stock options: 4,863 at $9.83 expire 11/18/14; 2,756 at $12.62 expires 1/25/17; 4,200 at $7.10 expire 12/20/17; 8,000 at $3.80 expire 12/18/18.
  5. Also reported as Indirect ownership by Mr. Dallas' brother, Robert H. Dallas, II.