Filing Details

Accession Number:
0001209191-14-055117
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-29 21:02:56
Reporting Period:
2014-08-27
Filing Date:
2014-08-29
Accepted Time:
2014-08-29 21:02:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1294924 Invensense Inc INVN Semiconductors & Related Devices (3674) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1211274 Alan Krock 1745 Technology Drive
San Jose CA 95110
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-08-27 5,350 $7.32 10,774 No 4 M Direct
Common Stock Disposition 2014-08-27 5,350 $25.03 5,424 No 4 S Direct
Common Stock Acquisiton 2014-08-27 25,000 $7.32 30,424 No 4 M Direct
Common Stock Disposition 2014-08-27 25,000 $24.88 5,424 No 4 S Direct
Common Stock Acquisiton 2014-08-27 69,650 $7.32 75,074 No 4 M Direct
Common Stock Disposition 2014-08-27 69,650 $25.03 5,424 No 4 S Direct
Common Stock Acquisiton 2014-08-28 25,000 $7.32 30,424 No 4 M Direct
Common Stock Disposition 2014-08-28 25,000 $25.33 5,424 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2014-08-27 5,350 $0.00 5,350 $7.32
Common Stock Stock Option (right to buy) Disposition 2014-08-27 25,000 $0.00 25,000 $7.32
Common Stock Stock Option (right to buy) Disposition 2014-08-27 69,650 $0.00 69,650 $7.32
Common Stock Stock Option (right to buy) Disposition 2014-08-28 25,000 $0.00 25,000 $7.32
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
268,207 2021-07-09 No 4 M Direct
243,207 2021-07-09 No 4 M Direct
173,557 2021-07-09 No 4 M Direct
148,557 2021-07-09 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $25.00 to $25.22; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request
  2. This transaction was executed in multiple trades at prices ranging from $24.75 to $25.10; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request
  3. This transaction was executed in multiple trades at prices ranging from $25.00 to $25.14; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request
  4. This transaction was executed in multiple trades at prices ranging from $25.25 to $25.46; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request
  5. 25% of the shares (500,000) subject to the option vest 1 year following the vesting commencement date of May 31, 2011, with monthly vesting thereafter at the rate of 1/48th per month.