Filing Details

Accession Number:
0001002225-14-000064
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-28 19:25:24
Reporting Period:
2014-08-27
Filing Date:
2014-08-28
Accepted Time:
2014-08-28 19:25:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1002225 Advent Software Inc ADVS Services-Computer Programming Services (7371) 942901952
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1246210 M Robert Tarkoff 600 Townsend Street
San Francisco CA 94103
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-08-27 2,940 $15.89 7,974 No 4 M Direct
Common Stock Disposition 2014-08-27 1,470 $31.80 6,504 No 4 D Direct
Common Stock Acquisiton 2014-08-27 8,560 $21.06 15,064 No 4 M Direct
Common Stock Disposition 2014-08-27 5,669 $31.80 9,395 No 4 D Direct
Common Stock Disposition 2014-08-27 4,361 $32.00 5,034 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 M Direct
No 4 D Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2014-08-27 2,940 $0.00 2,940 $15.89
Common Stock Stock Appreciation Rights Disposition 2014-08-27 8,560 $0.00 8,560 $21.06
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,350 2013-09-25 2022-09-25 No 4 M Direct
1,254 2014-05-09 2023-05-09 No 4 M Direct
Footnotes
  1. Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.