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Home > Insider Trading > Filing (0001140361-14-034403)

Filing Details

Accession Number:
0001140361-14-034403
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-28 16:18:42
Reporting Period:
2014-08-26
Filing Date:
2014-08-28
Accepted Time:
2014-08-28 16:18:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1212458 Proofpoint Inc PFPT Services-Computer Processing & Data Preparation (7374) 510414846
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1547393 Eric Hahn C/O Proofpoint, Inc.
892 Ross Drive
Sunnyvale CA 94089		 Yes No No Yes
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-08-26 10,000 $39.19 414,972 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 213,718 Indirect By Family Trust
Common Stock 40,000 Indirect By Trust 1
Common Stock 40,000 Indirect By Trust 2
Footnotes
  1. These transactions were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on October 28, 2013.
  2. Represents the aggregate of sales effected on the same day at different prices.
  3. Represents the weighted average sales price per share. The shares sold at prices ranging from $39.03 to $39.31 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
  4. Shares directly held by the Hahn Family Trust dated 10/20/1999, of which the Reporting Person is a trustee and may be deemed to share voting and dispositive power over these shares.
  5. Shares directly held by the Evan Matthew Hahn Trust, U/A DTD 3/14/1996, of which the Reporting Person is a trustee and may be deemed to share voting and dispositive power over these shares.
  6. Shares directly held by the Jeremy Stephen Hahn Trust, U/A DTD 10/20/1999, of which the Reporting Person is a trustee and may be deemed to share voting and dispositive power over these shares.