Filing Details
- Accession Number:
- 0001181431-14-030332
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-27 18:49:25
- Reporting Period:
- 2014-08-26
- Filing Date:
- 2014-08-27
- Accepted Time:
- 2014-08-27 18:49:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1492633 | Nielsen N.v. | NLSN | Services-Business Services, Nec (7389) | 980662038 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1059953 | Itzhak Fisher | C/O Nielsen N.v. 85 Broad Street New York NY 10004 | Evp, Global Business Develop. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-08-26 | 15,312 | $30.19 | 118,292 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-26 | 15,312 | $47.12 | 102,980 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-08-26 | 11,523 | $16.00 | 79,523 | No | 4 | M | Indirect | See Footnote |
| Common Stock | Disposition | 2014-08-26 | 11,523 | $47.14 | 68,000 | No | 4 | S | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to Purchase Common Stock | Disposition | 2014-08-26 | 11,523 | $0.00 | 11,523 | $16.00 |
| Common Stock | Options to Purchase Common Stock | Disposition | 2014-08-26 | 15,312 | $0.00 | 15,312 | $30.19 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 24,102 | 2017-06-04 | No | 4 | M | Indirect | |
| 38,752 | 2018-05-11 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $46.98 to $47.29, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $46.99 to $47.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- Held through a limited liability company, of which the reporting person and his spouse are members. The reporting person disclaims beneficial ownership of the securities held by this limited liability company except to the extent of his pecuniary interest therein.
- Represents options to purchase shares of common stock of the Issuer, of which 9,375 vested on June 4, 2007, 35,625 vested on December 31, 2007, 35,625 vested on December 31, 2009, 35,625 vested on December 31, 2012 and 35,625 vested on December 31, 2013.
- Represents options to purchase shares of common stock of the Issuer, which ratably vest in four installments over 4 years beginning one year after the grant date (May 11, 2011).
Billionaire Hedge Funds
