Filing Details
- Accession Number:
- 0001614094-14-000012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-27 17:48:00
- Reporting Period:
- 2014-08-25
- Filing Date:
- 2014-08-27
- Accepted Time:
- 2014-08-27 17:48:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1002047 | Netapp Inc. | NTAP | Computer Storage Devices (3572) | 770307520 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1197637 | J Daniel Warmenhoven | 495 East Java Drive Sunnyvale CA 94089 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-08-25 | 1,000 | $29.24 | 1,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-25 | 1,000 | $41.53 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-08-26 | 5,800 | $29.24 | 5,800 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-26 | 5,800 | $41.56 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-08-27 | 800 | $29.24 | 800 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-27 | 800 | $41.57 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-08-25 | 1,000 | $0.00 | 1,000 | $29.24 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-08-26 | 5,800 | $0.00 | 5,800 | $29.24 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-08-27 | 800 | $0.00 | 800 | $29.24 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 296,600 | 2015-05-31 | No | 4 | M | Direct | |
| 290,800 | 2015-05-31 | No | 4 | M | Direct | |
| 290,000 | 2015-05-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,127,774 | Indirect | by Trust |
| Common Stock | 38,032 | Indirect | by Trust2 |
Footnotes
- The transaction(s) reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- The price in Column 4 is a weighted average price. The prices actually received ranged from $41.50 to $41.56. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- The price in Column 4 is a weighted average price. The prices actually received ranged from $41.50 to $41.65. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- The price in Column 4 is a weighted average price. The prices actually received ranged from $41.50 to $41.69. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- Shares held in trust by Peter F. Warmenhoven, trustee to The Daniel J. Warmenhoven 1991 Children's Trust. Reporting person disclaims beneficial ownership of such shares.
- Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.
Billionaire Hedge Funds
