Filing Details
- Accession Number:
- 0001283974-14-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-27 15:34:38
- Reporting Period:
- 2014-08-25
- Filing Date:
- 2014-08-27
- Accepted Time:
- 2014-08-27 15:34:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1299033 | Calamos Asset Management Inc. | CLMS | Security Brokers, Dealers & Flotation Companies (6211) | 320122554 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1248580 | Sr P John Calamos | 2020 Calamos Court Naperville IL 60563 | Chairman, Ceo & Global Co-Cio | Yes | Yes | Yes | No |
1307316 | Calamos Family Partners, Inc. | 2020 Calamos Court Naperville IL 60563 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2014-08-25 | 83 | $12.68 | 7,124 | No | 4 | P | Indirect | By Spouse |
Class A Common Stock | Acquisiton | 2014-08-26 | 4,355 | $12.94 | 3,600,256 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Spouse |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 3,595,900 | Direct | |
Class A Common Stock | 7,124 | Indirect | By Spouse |
Footnotes
- Total represents 3,015,692.4870 shares of Class A Common Stock and 580,208 Restricted Stock Units (which will be settled solely in shares of Class A Common Stock).
- Total represents 3,020,047.5590 shares of Class A Common Stock and 580,208 Restricted Stock Units (which will be settled solely in shares of Class A Common Stock).