Filing Details

Accession Number:
0001283974-14-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-27 15:34:38
Reporting Period:
2014-08-25
Filing Date:
2014-08-27
Accepted Time:
2014-08-27 15:34:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1299033 Calamos Asset Management Inc. CLMS Security Brokers, Dealers & Flotation Companies (6211) 320122554
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1248580 Sr P John Calamos 2020 Calamos Court
Naperville IL 60563
Chairman, Ceo & Global Co-Cio Yes Yes Yes No
1307316 Calamos Family Partners, Inc. 2020 Calamos Court
Naperville IL 60563
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2014-08-25 83 $12.68 7,124 No 4 P Indirect By Spouse
Class A Common Stock Acquisiton 2014-08-26 4,355 $12.94 3,600,256 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Spouse
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 3,595,900 Direct
Class A Common Stock 7,124 Indirect By Spouse
Footnotes
  1. Total represents 3,015,692.4870 shares of Class A Common Stock and 580,208 Restricted Stock Units (which will be settled solely in shares of Class A Common Stock).
  2. Total represents 3,020,047.5590 shares of Class A Common Stock and 580,208 Restricted Stock Units (which will be settled solely in shares of Class A Common Stock).