Filing Details

Accession Number:
0001179110-14-013313
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-27 12:03:55
Reporting Period:
2014-08-22
Filing Date:
2014-08-27
Accepted Time:
2014-08-27 12:03:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
826683 Merriman Holdings Inc MERR Security Brokers, Dealers & Flotation Companies (6211) 112936371
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
942801 L Ronald Chez C/O Barry Fischer
55 East Monroe Street
Chicago IL 60657
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-08-22 18,000 $3.79 2,742,451 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct